SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
CENTURY ALUMINUM COMPANY
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
156431108
(CUSIP Number)
December 31, 2017
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 156431108 | Page 2 of 31 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Master Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
383,982 (See Item 4) | ||||
6 | SHARED VOTING POWER
None (see Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
383,982 (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER
None | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
383,982 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.44% | |||||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 156431108 | Page 3 of 31 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Global, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
383,982 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
383,982 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
383,982 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.44% | |||||
12 | TYPE OF REPORTING PERSON*
OO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 156431108 | Page 4 of 31 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Global Investments, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
383,982 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
383,982 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
383,982 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.44% | |||||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 156431108 | Page 5 of 31 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Institutional Fund, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
383,982 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
383,982 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
383,982 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.44% | |||||
12 | TYPE OF REPORTING PERSON*
OO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 156431108 | Page 6 of 31 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Institutional Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
383,982 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
383,982 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
383,982 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.44% | |||||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 156431108 | Page 7 of 31 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Global Japan Unit Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
383,982 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
383,982 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
383,982 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.44% | |||||
12 | TYPE OF REPORTING PERSON*
OO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 156431108 | Page 8 of 31 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Enhanced Master Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
2,241,408 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
2,241,408 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,241,408 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.57% | |||||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 156431108 | Page 9 of 31 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Enhanced Fund, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
2,241,408 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
2,241,408 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,241,408 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.57% | |||||
12 | TYPE OF REPORTING PERSON*
OO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 156431108 | Page 10 of 31 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Enhanced Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
2,241,408 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
2,241,408 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,241,408 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.57% | |||||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 156431108 | Page 11 of 31 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
BAM Zie Master Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
1,645,939 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
1,645,939 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,645,939 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.88% | |||||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 156431108 | Page 12 of 31 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
BAM Zie Fund, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
1,645,939 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
1,645,939 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,645,939 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.88% | |||||
12 | TYPE OF REPORTING PERSON*
OO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 156431108 | Page 13 of 31 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
BAM Zie Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
1,645,939 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
1,645,939 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,645,939 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.88% | |||||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 156431108 | Page 14 of 31 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Quantitative Trading Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
88 (See Item 4) | ||||
6 | SHARED VOTING POWER
None | |||||
7 | SOLE DISPOSITIVE POWER
88 (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER
None | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
88 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.00% | |||||
12 | TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 156431108 | Page 15 of 31 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Balyasny Asset Management L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
4,271,417 (See Item 4) | ||||
6 | SHARED VOTING POWER
None | |||||
7 | SOLE DISPOSITIVE POWER
4,271,417 (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER
None | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,271,417 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.89% | |||||
12 | TYPE OF REPORTING PERSON*
IA |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 156431108 | Page 16 of 31 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Dmitry Balyasny | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
4,271,417 (See Item 4) | ||||
6 | SHARED VOTING POWER
None | |||||
7 | SOLE DISPOSITIVE POWER
4,271,417 (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER
None | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,271,417 (See Item 4) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.89% | |||||
12 | TYPE OF REPORTING PERSON*
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
Item 1 | (a) Name of Issuer: |
Century Aluminum Company (the Company)
(b) Address of Issuers Principal Executive Offices: |
1 South Wacker Drive, Suite 1000
Chicago, IL 60606
United States
Item 2 | (a) (c) This statement is filed on behalf of the following: |
(1) Atlas Master Fund, Ltd. is a Cayman corporation (AMF), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies.
(2) Atlas Global, LLC is a Delaware limited liability company (AG), with its principal business office at 444 West Lake Street, 50th Floor, Chicago, IL 60606. AG owns 16.54% of the equity interests in AMF.
(3) Atlas Global Investments, Ltd. is a Cayman corporation (AGI), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. AGI owns 43.22% of the equity interests in AMF.
(4) Atlas Institutional Fund, LLC is a Delaware limited liability company (AIF LLC), with its principal business office at 444 West Lake Street, 50th Floor, Chicago, IL 60606. AIF LLC owns 7.66% of the equity interests in AMF.
(5) Atlas Institutional Fund, Ltd. is a Cayman corporation (AIF LTD), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. AIF, LTD owns 20.73% of the equity interests in AMF.
(6) Atlas Global Japan Unit Trust is a Cayman exempted unit trust (AGJ), with its principal business office at c/o CIBC Bank and Trust Company (Cayman) Limited, CIBC Financial Centre, 11 Dr. Roys Drive-3rd Floor, P.O. Box 694, Grand Cayman, Cayman Islands, British West Indies. AGJ owns 11.83% of the equity interests in AMF.
(7) Atlas Enhanced Master Fund, Ltd. is a Cayman corporation (AEMF), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies.
Page 17 of 31 Pages
(8) Atlas Enhanced Fund, L.P. is a Delaware limited partnership (AEF LP), with its principal business office at 444 West Lake Street, 50th Floor, Chicago, IL 60606. AEF LP owns 32.39% of the equity interests in AEMF.
(9) Atlas Enhanced Fund, Ltd. is a Cayman corporation (AEF LTD), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. AEF LTD owns 67.61% of the equity interests in AEMF.
(10) BAM Zie Master Fund, Ltd. is a Cayman corporation (BZMF), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies.
(11) BAM Zie Fund, LLC is a Delaware limited liability company (BZF LLC), with its principal business office at 444 West Lake Street, 50th Floor, Chicago, IL 60606. BZF LLC owns 59.63% of the equity interests in BZMF.
(12) BAM Zie Fund, Ltd. is a Cayman corporation (BZF LTD), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. BZF LTD owns 40.30% of the equity interests in BZMF.
(13) Atlas Quantitative Trading Fund, Ltd. is a Cayman corporation (AQTF), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies.
(14) Balyasny Asset Management L.P. is a Delaware limited partnership (BAM), with its principal business office at 444 West Lake Street, 50th Floor, Chicago, IL 60606. BAM is the investment manager to each of AMF, AG, AGI, AIF LLC, AIF LTD, AGJ, AEMF, AEF LP, AEF LTD, BZMF, BZF LLC, BZF LTD and AQTF.
(15) Dmitry Balyasny, a United States citizen whose business address is 444 West Lake Street, 50th Floor, Chicago, IL 60606. Dmitry Balyasny is the sole managing member of the general partner of BAM.
(d) Title of Class of Securities: |
Common Stock
(e) CUSIP Number: 156431108 |
Page 18 of 31 Pages
Item 3 | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: | |||||
Not Applicable | ||||||
Item 4 | Ownership: | |||||
AMF | ||||||
(a) | Amount Beneficially Owned: | |||||
383,982 | ||||||
(b) | Percent of Class: | |||||
0.44% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) |
Sole power to vote or to direct vote: | |||||
383,982 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
383,982 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
AG | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 16.54% of the equity interest in AMF, AG | ||||||
may be deemed to beneficially own the 383,982 Shares of the Companys | ||||||
Common Stock beneficially owned by AMF. |
(b) | Percent of Class: | |||||
0.44% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
383,982 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
383,982 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
AGI | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 43.22% of the equity interest in AMF, AGI may be deemed to beneficially own the 383,982 Shares of the Companys Common Stock beneficially owned by AMF. | ||||||
(b) | Percent of Class: | |||||
0.44% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
383,982 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None |
Page 20 of 31 Pages
(iii) | Sole power to dispose or direct disposition of: | |||||
383,982 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
AIF LLC | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 7.66% of the equity interest in AMF, AIF LLC may be deemed to beneficially own the 383,982 Shares of the Companys Common Stock beneficially owned by AMF. | ||||||
(b) | Percent of Class: | |||||
0.44% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
383,982 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
383,982 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None |
Page 21 of 31 Pages
AIF LTD | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 20.73% of the equity interest in AMF, AIF LTD may be deemed to beneficially own the 383,982 Shares of the Companys Common Stock beneficially owned by AMF. | ||||||
(b) | Percent of Class: | |||||
0.44% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
383,982 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
383,982 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
AGJ | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 11.83% of the equity interest in AMF, AGJ may be deemed to beneficially own the 383,982 Shares of the Companys Common Stock beneficially owned by AMF. | ||||||
(b) | Percent of Class: | |||||
0.44% |
Page 22 of 31 Pages
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
383,982 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
383,982 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
AEMF | ||||||
(a) | Amount Beneficially Owned: | |||||
2,241,408 | ||||||
(b) | Percent of Class: | |||||
2.57% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
2,241,408 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
2,241,408 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None |
Page 23 of 31 Pages
AEF LP | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 32.39% of the equity interest in AEMF, AEF LP may be deemed to beneficially own the 2,241,408 Shares of the Companys Common Stock beneficially owned by AEMF. | ||||||
(b) | Percent of Class: | |||||
2.57% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
2,241,408 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
2,241,408 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
AEF LTD | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 67.61% of the equity interest in AEMF, AEF LTD may be deemed to beneficially own the 2,241,408 Shares of the Companys Common Stock beneficially owned by AEMF. | ||||||
(b) | Percent of Class: | |||||
2.57% |
Page 24 of 31 Pages
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
2,241,408 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
2,241,408 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
BZMF | ||||||
(a) | Amount Beneficially Owned: | |||||
1,645,939 | ||||||
(b) | Percent of Class: | |||||
1.88% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
1,645,939 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
1,645,939 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None |
Page 25 of 31 Pages
BZF LLC | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 59.63% of the equity interest in BZMF, BZF LLC may be deemed to beneficially own the 1,645,939 Shares of the Companys Common Stock beneficially owned by BZMF. | ||||||
(b) | Percent of Class: | |||||
1.88% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
1,645,939 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
1,645,939 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
BZF LTD | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its ownership of 40.30% of the equity interest in BZMF, BZF LTD may be deemed to beneficially own the 1,645,939 Shares of the Companys Common Stock beneficially owned by BZMF. | ||||||
(b) | Percent of Class: | |||||
1.88% |
Page 26 of 31 Pages
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
1,645,939 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
1,645,939 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
AQTF | ||||||
(a) | Amount Beneficially Owned: | |||||
88 | ||||||
(b) | Percent of Class: | |||||
0.00% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
88 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
88 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None |
Page 27 of 31 Pages
BAM | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of its position as investment manager to each of AMF, AG, AGI, AIF LLC, AIF LTD, AGJ, AEMF, AEF LP, AEF LTD, BZMF, BZF LLC, BZF LTD and AQTF, BAM may be deemed to beneficially own the 4,271,417 Shares of the Companys Common Stock beneficially owned by AMF, AG, AGI, AIF LLC, AIF LTD, AGJ, AEMF, AEF LP, AEF LTD, BZMF, BZF LLC BZF LTD and AQTF. | ||||||
(b) | Percent of Class: | |||||
4.89% | ||||||
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
4,271,417 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
4,271,417 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
Dmitry Balyasny | ||||||
(a) | Amount Beneficially Owned: | |||||
By virtue of his position as the sole managing member of the general partner of BAM, Mr. Balyasny may be deemed to beneficially own the 4,271,417 Shares of the Companys Common Stock beneficially owned by BAM. | ||||||
(b) | Percent of Class: | |||||
4.89% |
Page 28 of 31 Pages
(c) | Number of Shares as to which person has: | |||||
(i) | Sole power to vote or to direct vote: | |||||
4,271,417 | ||||||
(ii) | Shared power to vote or to direct vote: | |||||
None | ||||||
(iii) | Sole power to dispose or direct disposition of: | |||||
4,271,417 | ||||||
(iv) | Shared power to dispose or to direct disposition of: | |||||
None | ||||||
Item 5 | Ownership of Five Percent or Less of a Class: | |||||
Applicable | ||||||
Item 6 | Ownership of More than Five Percent on Behalf of Another Person: | |||||
Not Applicable | ||||||
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: | |||||
Not Applicable | ||||||
Item 8 | Identification and Classification of Members of the Group: | |||||
Not Applicable | ||||||
Item 9 | Notice of Dissolution of Group: | |||||
Not Applicable | ||||||
Item 10 | Certification: | |||||
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
Page 29 of 31 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2018
ATLAS MASTER FUND, LTD. | ATLAS GLOBAL, LLC | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Signatory | |||||||
ATLAS GLOBAL INVESTMENTS, LTD. | ATLAS INSTITUTIONAL FUND, LLC | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Signatory | |||||||
ATLAS INSTITUTIONAL FUND, LTD. | ATLAS GLOBAL JAPAN UNIT TRUST | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Representative | |||||||
ATLAS ENHANCED MASTER FUND, LTD. | ATLAS ENHANCED FUND, L.P. | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Signatory | |||||||
ATLAS ENHANCED FUND, LTD. | BAM ZIE MASTER FUND, LTD | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Signatory |
Page 30 of 31 Pages
BAM ZIE FUND, LLC | BAM ZIE FUND, LTD | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Signatory | |||||||
ATLAS QUANTITATIVE TRADING FUND, LTD. | BALYASNY ASSET MANAGEMENT L.P. | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder | Scott Schroeder | |||||||
Authorized Signatory | Authorized Signatory | |||||||
DMITRY BALYASNY | ||||||||
By: | /s/ Scott Schroeder |
|||||||
Scott Schroeder | ||||||||
Authorized Signatory |
Page 31 of 31 Pages