Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


Form 8-K

 


Current Report

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 24, 2007

 


EMBARCADERO TECHNOLOGIES, INC.

(Exact name of registrant as specified in its charter)

 


 

Delaware   000-30293   68-0310015

(State or Other Jurisdiction

of Incorporation)

  (Commission File Number)  

(I.R.S. Employer

Identification Number)

100 California Street, Suite 1200, San Francisco, California 94111

(Address of principal executive offices, with zip code)

(415) 834-3131

(Registrant’s telephone number, including area code)

n/a

(Former name or former address, if changed since last report)

 


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



Item 8.01. Other Events.

On April 24, 2007, Embarcadero Technologies, Inc. (the “Company”) issued a press release announcing that a NASDAQ Listing Qualifications Panel (the “Panel”) has granted an extension of the previously-disclosed deadline to file its Quarterly Report on Form 10-Q for the quarter ended September 30, 2006 and its Annual Report on Form 10-K for the year ended December 31, 2006 (the “Reports”). As previously announced, the Panel had required that the Company file the Reports by April 18, 2007 as a condition to continued listing on the NASDAQ Global Select Market. The Company requested, and the Panel has granted, an extension of this deadline to May 10, 2007. There can be no assurance that the Company will be able to file the Reports by May 10, 2007. In the event that the Company is unable to file the Reports by such date, its securities may be delisted.

A copy of the press release is furnished as Exhibit 99.1 hereto.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit No.   

Description

99.1    Press release, dated April 24, 2007.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

EMBARCADERO TECHNOLOGIES, INC.
By:   /s/ Michael Shahbazian
  Michael Shahbazian
  Chief Financial Officer

Date: April 24, 2007