UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
NQ Stock Options | 09/11/2010(5) | 03/06/2016 | Oridinary Shares | 16,667 | $ 3.345 | D | Â |
NQ Stock Options | 09/13/2011(6) | 09/13/2017 | Ordinary Shares | 19,792 | $ 11.065 | D | Â |
NQ Stock Options | 03/08/2012(7) | 03/21/2018 | Ordinary Shares | 56,000 | $ 13.365 | D | Â |
NQ Stock Options | 09/12/2012(8) | 09/12/2018 | Ordinary Shares | 50,800 | $ 11.155 | D | Â |
NQ Stock Options | 09/10/2013(9) | 09/10/2019 | Ordinary Shares | 18,030 | $ 29.87 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RE MARK SEAGATE TECHNOLOGY PLC 10200 S. DE ANZA BOULEVARD CUPERTINO, CA 95014 |
 |  |  SVP & Chief Technical Officer |  |
/s/ Roberta S. Cohen by power-of-attorney | 07/03/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes a grant of restricted stock units of which 6,000 remain outstanding awarded to the Reporting Person. The restricted stock units will be converted into ordinary shares on a one-for-one basis. Subject to the Reporting Person's continuous employment, such restricted stock units will be settled in ordinary shares in equal installments on each of the first four anniversaries of September 13, 2010. |
(2) | Includes a grant of restricted stock units of which 4,800 remain outstanding awarded to the Reporting Person. The restricted stock units will be converted into ordinary shares on a one-for-one basis. Subject to the Reporting Person's continuous employment, such restricted stock units will be settled in ordinary shares in equal installments on each of the first four anniversaries of March 8, 2011. |
(3) | Includes a grant of restricted stock units of which 12,750 remain outstanding awarded to the Reporting Person. The restricted stock units will be converted into ordinary shares on a one-for-one basis. Subject to the Reporting Person's continuous employment, such restricted stock units will be settled in ordinary shares in equal installments on each of the first four anniversaries of September 12, 2011. |
(4) | Includes a grant of restricted stock units of which 11,536 remain outstanding awarded to the Reporting Person. The restricted stock units will be converted into ordinary shares on a one-for-one basis. Subject to the Reporting Person's continuous employment, such restricted stock units will be settled in ordinary shares in equal installments on each of the first four anniversaries of September 10, 2012. |
(5) | Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four and a half year vesting schedule. One quarter of the ordinary shares vested on September 11, 2010. Following continuous employment, the remaining options vest in equal monthly installments over the 36 months following September 11, 2010 |
(6) | Options granted to the Reporting Person under the Issuer's 2001 Share Option Plan are subject to a four-year vesting schedule. One quarter of the ordinary shares vested on September 13, 2011. The remaining options vest in equal monthly installments over the 36 months following September 13, 2011. |
(7) | Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the ordinary shares vested on March 8, 2012. The remaining options will vest in equal monthly installments over the 36 months following March 8, 2012. |
(8) | Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the ordinary shares vested on September 12, 2012. The remaining options will vest in equal monthly installments over the 36 months following September 12, 2012. |
(9) | Options granted to the Reporting Person under the Issuer's 2012 Incentive Equity Award Plan are subject to a four-year vesting schedule. One quarter of the ordinary shares vested on September 10, 2013. The remaining options will vest in equal monthly installments over the 36 months following September 10, 2013. |
 Remarks: EXHIBIT INDEX Exhibit 24-Power of Attorney |