1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Common Stock Warrant (Right to Buy)
|
03/29/2011 |
03/29/2016 |
Common Stock
|
9,200
|
$
3.56
|
D
|
Â
|
Options to Purchase Common Stock (Right to Buy)
|
Â
(1)
|
07/08/2016 |
Common Stock
|
8,000
|
$
11.48
|
D
|
Â
|
Options to Purchase Common Stock (Right to Buy)
|
Â
(2)
|
07/06/2019 |
Common Stock
|
37,000
|
$
4.8
|
D
|
Â
|
Options to Purchase Common Stock (Right to Buy)
|
Â
(3)
|
01/28/2020 |
Common Stock
|
11,900
|
$
7.34
|
D
|
Â
|
Options to Purchase Common Stock (Right to Buy)
|
Â
(4)
|
06/13/2020 |
Common Stock
|
20,000
|
$
5.13
|
D
|
Â
|
Options to Purchase Common Stock (Right to Buy)
|
Â
(5)
|
07/12/2021 |
Common Stock
|
75,000
|
$
2.54
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The shares subject to the stock option vest and become exercisable over a three (3) year period commencing July 9, 2006, in equal monthly installments. |
(2) |
The shares subject to the stock option vest and become exercisable over a four (4) year period commencing July 7, 2009, in equal monthly installments. |
(3) |
The shares subject to the stock option vest and become exercisable over a four (4) year period commencing January 29, 2010, in equal monthly installments. |
(4) |
The shares subject to the stock option vest and become exercisable over a four (4) year period commencing June 14, 2010, in equal monthly installments. |
(5) |
The shares subject to the stock option vest and become exercisable over a four (4) year period commencing July 13, 2011, in equal monthly installments. |