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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (4) | 02/23/2010 | A | 5,000 | (5) | (5) | Common Stock | 5,000 | $ 0 | 5,000 | D | ||||
Restricted Stock Units | (4) | 02/23/2010 | M | 1,000 | (2) | (2) | Common Stock | 1,000 | $ 0 | 4,000 | D | ||||
Restricted Stock Units | (4) | 02/23/2010 | A | 5,000 | (6) | (6) | Common Stock | 5,000 | $ 0 | 5,000 | D | ||||
Restricted Stock Units (3) | (4) | (7) | (7) | Common Stock | 2,143 | 2,143 | D | ||||||||
Restricted Stock Units (3) | (4) | (8) | (8) | Common Stock | 1,500 | 1,500 | D | ||||||||
Restricted Stock Units (3) | (4) | (9) | (9) | Common Stock | 2,100 | 2,100 | D | ||||||||
Restricted Stock Units (3) | (4) | (10) | (10) | Common Stock | 13,334 | 13,334 | D | ||||||||
Restricted Stock Units (3) | (4) | (11) | (11) | Common Stock | 12,000 | 12,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Fountas Nikos 4601 COLLEGE BOULEVARD SUITE 300 LEAWOOD, KS 66211 |
Managing Director-EMEA EFT Div |
Jeffrey B. Newman, Attorney in Fact for Nikos Fountas | 04/27/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Vesting of shares from performance-based restricted stock award granted on December 19, 2007, based upon satisfaction of certain performance criteria. |
(2) | Settlement of 1,000 restricted stock units vesting immediately. |
(3) | This amendment is filed because the Issuer has determined that previously granted service-based restricted stock unit awards may be settled in cash as well as stock, the previously granted awards which were reported on Table I have been moved to Table II and the number of shares owned in Table I has been reduced by 31,077 shares. |
(4) | Each restricted stock unit represents a contingent right to receive cash or one share of the Issuer's common stock. |
(5) | The restricted stock units vest with 1,000 units to vest immediately, and 1,000 units to vest annually beginning on the anniversary of the grant date. |
(6) | The restricted stock units vest in five equal annual installments beginning on February 23, 2011. |
(7) | These restricted stock units, awarded in September, 2005, will vest 714 units on September 21, 2010, 714 units on September 21, 2011 and the remaining 715 units on September 21, 2012. |
(8) | These restricted stock units, awarded in June, 2007, will vest 500 units on June 11, 2010, and each anniversary thereafter. |
(9) | These restricted stock units, awarded in December, 2007, will vest 700 units on December 10, 2010 and each anniversary thereafter. |
(10) | These restricted stock units, awarded in July, 2008, will vest 6,667 units on July 8, 2010, and the remaining 6,667 units to vest on July 8, 2011. |
(11) | These restricted stock units, awarded in July, 2008, will vest 3,000 units on March 23, 2010, and each anniversary thereafter. |