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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) (1) | $ 2.25 (1) | 04/30/2008 | M(4) | 667 | 11/10/1999(2) | 06/10/2008 | Common Stock | 667 | $ 0 | 1,333 | D | ||||
Stock Option (Right to Buy) (5) | $ 2.25 (5) | 04/30/2008 | M(4) | 340 | 11/10/1999(2) | 06/10/2008 | Common Stock | 340 | $ 0 | 666 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LABORDE RONALD A 5959 S. SHERWOOD FOREST BLVD. BATON ROUGE, LA 70816 |
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/s/ Celeste Rasmussen Peiffer on behalf of Ronald A. LaBorde pursuant to a power of attorney | 05/01/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option was previously reported as covering a total of 6,750 shares at an exercise price of $3.00 per share, but was adjusted to reflect the stock split that occurred on December 4, 2006. |
(2) | 50% execisable on the date indicated, 25% exercisable on June 10, 2010 and 25% exercisable on November 10, 2000. |
(3) | Ownership totals reflect an additional 2,667 shares acquired by the reporting person on August 13, 1997 (after giving effect to the Company's December 4, 2006 stock split) that were inadvertantly omitted from the reporting person's last report. The ownership of these shares was reported on previous reports. The reporting person has not divested these shares since they were acquired. |
(4) | The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. |
(5) | This option was previously reported as covering a total of 6,000 shares at an exercise price of $3.00 per share, but was adjusted to reflect the stock split that occurred on December 4, 2006. |