UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (Right to Buy) | 08/05/2006 | 08/05/2012 | Common Stock | 120,000 | $ 22.11 | D | Â |
Non-Qualified Stock Option (Right to Buy) | 02/12/2007 | 02/12/2013 | Common Stock | 100,000 | $ 26.9876 | D | Â |
Non-Qualified Stock Option (Right to Buy) | 10/28/2007 | 10/28/2013 | Common Stock | 17,500 | $ 28.1 | D | Â |
Non-Qualified Stock Option (Right to Buy) | Â (2) | 05/10/2014 | Common Stock | 15,000 | $ 30.705 | D | Â |
Non-Qualified Stock Option (Right to Buy) | 01/07/2006 | 01/07/2012 | Common Stock | 50,000 | $ 18.2375 | D | Â |
Non-Qualified Stock Option (Right to Buy) | 10/28/2006 | 10/28/2013 | Common Stock | 52,500 | $ 33.1026 | D | Â |
Non-Qualified Stock Option (Right to Buy) | 05/10/2006 | 05/10/2014 | Common Stock | 15,000 | $ 37.0976 | D | Â |
Non-Qualified Stock Option (Right to Buy) | 12/07/2006 | 12/07/2014 | Common Stock | 113,000 | $ 46.7776 | D | Â |
Non-Qualified Stock Option (Right to Buy) | 05/02/2006 | 05/02/2015 | Common Stock | 25,000 | $ 54.2676 | D | Â |
Non-Qualified Stock Option (Right to Buy) | Â (3) | 12/07/2014 | Common Stock | 113,000 | $ 39.85 | D | Â |
Non-Qualified Stock Option (Right to Buy) | Â (4) | 05/02/2015 | Common Stock | 75,000 | $ 47.34 | D | Â |
Non-Qualified Stock Option (Right to Buy) | Â (5) | 10/31/2015 | Common Stock | 50,000 | $ 57.89 | D | Â |
Stock Appreciation Rights | Â (6) | 05/02/2016 | Common Stock | 125,000 | $ 48.58 | D | Â |
Stock Appreciation Rights | Â (7) | 05/28/2017 | Common Stock | 150,000 | $ 54.41 | D | Â |
Stock Appreciation Rights | 05/28/2013 | 05/28/2017 | Common Stock | 25,000 | $ 54.41 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MUNSELL WILLIAM A C/O UNITEDHEALTH GROUP 9900 BREN ROAD EAST MINNETONKA, MN 55343 |
 |  |  EVP, Pres, Enterprise Svcs Grp |  |
/s/ Christopher J. Walsh, Attorney-in-fact | 09/21/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares acquired under UnitedHealth Group's Employee Stock Purchase Plan. |
(2) | The stock options vest at a rate of 50% annually on May 10 from the years 2007 through 2008. |
(3) | The stock options vest at a rate of 50% annually on December 7 from the years 2007 through 2008. |
(4) | The stock options vest at a rate of 33-1/3% annually on May 2 from the years 2007 through 2009. |
(5) | The stock option vest at a rate of 25% annually on October 31 from the years 2006 through 2009. |
(6) | The stock appreciation rights vest at a rate of 25% annually on May 2 from the years 2007 through 2010. |
(7) | The stock appreciation rights vest at a rate of 25% annually on May 28, from the years 2008 through 2011. |
 Remarks: Exhibit List Exhibit 24 - Power of Attorney |