UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PAUL STEPHEN E C/O MORTON'S RESTAURANT GROUP, INC. 325 NORTH LASALLE STREET, SUITE 500 CHICAGO, IL 60610 |
 |  X |  |  |
/s/ Stephen E. Paul | 02/08/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares listed will be received from Morton's Holdings, LLC in a distribution (the "Distribution") that will occur prior to the closing of Morton's Restaurant Group, Inc.'s initial public offering and include 1,964,668 shares to be held by Laurel Crown Capital, LLC: Series One-LC/Morton's after the Distribution. Stephen E. Paul is a member of the investment committee of Laurel Crown Management, LLC, the manager of Laurel Crown Capital, LLC: Series One-LC/Morton's, and in such capacity shares voting and investment control over the securities held by Laurel Crown Capital, LLC: Series One-LC/Morton's. |
(2) | As a result, Mr. Paul may be considered a beneficial owner of any shares deemed to be beneficially owned by Laurel Crown Capital, LLC: Series One-LC/Morton's and its affiliates. Mr. Paul disclaims beneficial ownership of such stock in excess of his proportionate ownership interest in Laurel Crown Capital, LLC: Series One-LC/Morton's and its affiliates. |