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FORM 4
[ ] Check this box if no longer
subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
Hicks, Wayland
(Last) (First) (Middle)
United Rentals, Inc.
Five Greenwich Office Park
(Street)
Greenwich, CT 06830
(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol United Rentals, Inc.
URI 3. I.R.S. Identification
Number of Reporting Person, if an entity (voluntary) |
4. Statement for (Month/Day/Year 04/21/2003
5. If Amendment, Date of Original (Month/Day/Year) |
6. Relationship of Reporting Person(s) to Issuer
(Check all applicable) X Director
10% Owner
X Officer (give title below)
Other (specify below)
Description
Chief Operating Officer
7. Individual or Joint/Group
Filing (Check Applicable Line) X Form filed by One Reporting Person
Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1. Title of Security (Instr. 3) |
2.Transaction
Date (Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4, and 5) |
5. Amount of
Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Owner-
ship Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of
Indirect Beneficial Ownership (Instr. 4) |
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Code
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V
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Amount
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A/D
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Price
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security
(Instr. 3) |
2. Conver-
sion or Exercise Price of Deri- vative Security |
3. Transaction Date
(Month/ Day/ Year) |
3A. Deemed Execution Date, if any
(Month/ Day/ Year) |
4. Transaction Code (Instr.8) |
5. Number of Derivative Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable(DE) and
Expiration Date(ED) (Month/Day/Year) |
7. Title and Amount of
Underlying Securities (Instr. 3 and 4) |
8. Price
of Derivative Security (Instr.5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.4) |
10. Owner- ship Form of Deriv- ative Securities: Direct (D) or Indirect (I) (Instr.4) |
11. Nature of Indirect Beneficial Ownership (Instr.4) |
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Code
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V
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A
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D
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DE
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ED
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Title
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Amount or Number of Shares
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| employee stock option (right to buy) | $21.9375 | 04/21/2003 |
D(1)
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225,000 |
currently exercisable
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03/24/2008
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common stock
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225,000
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$
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0
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D
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| employee stock option (right to buy) | $21.9375 | 04/21/2003 |
A(1)
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225,000 |
currently exercisable
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04/10/2013
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common stock
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225,000
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$
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225,000
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D
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| employee stock option (right to buy) | $20.00 | 04/21/2003 |
D(1)
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50,000 |
currently exercisable
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11/13/2007
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common stock
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50,000
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$
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0
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D
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| employee stock option (right to buy) | $20.00 | 04/21/2003 |
A(1)
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50,000 |
currently exercisable
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04/10/2013
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common stock
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50,000
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$
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50,000
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D
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| employee stock option (right to buy) | $15.00 | 04/21/2003 |
D(1)
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50,000 |
currently exercisable
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11/13/2007
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common stock
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50,000
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$
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0
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D
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| employee stock option (right to buy) | $15.00 | 04/21/2003 |
A(1)
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50,000 |
currently exercisable
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04/10/2013
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common stock
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50,000
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$
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50,000
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D
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Explanation of Responses:
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(1) The Company previously granted to Mr. Hicks the following options in 1997 and 1998: (i) options to purchase 225,000 shares of common stock at an exercise price of $21.9375 per share, (ii) options to purchase 50,000 shares of common stock at an exercise price of $20.00 per share and (iii) options to purchase 50,000 shares of common stock at an exercise price of $15.00 per share. The granting of these options was previously reported as required. The expiration date for these options was March 24, 2008, November 13, 2007 and November 13, 2007, respectively. This form is being filed to report that the expiration date of these options has been extended to April 10, 2013. There has been no change to the exercise price of the original options. In accordance with SEC interpretations, the extension of the term of the options is reported on this form as the cancellation of the original options and the grant of new options with different expiration dates.
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| By: | Date: |
| /s/ Wayland R. Hicks | 04/21/2003 |
| ** Signature of Reporting Person | SEC 1474 (9-02) |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |