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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class A Common Stock, $0.001 par value (2) | $ 81.76 | 11/06/2014 | M | 5,006 | (3) | 10/22/2020 | Class A Common Stock, $0.001 par value | 5,006 | $ 0 | 15,020 | D | ||||
Class A Common Stock, $0.001 par value (2) | $ 69.46 | 11/06/2014 | M | 15,441 | (4) | 10/23/2019 | Class A Common Stock, $0.001 par value | 15,441 | $ 0 | 15,442 | D | ||||
Class A Common Stock, $0.001 par value (2) | $ 66.69 | 11/06/2014 | M | 20,068 | (5) | 10/20/2018 | Class A Common Stock, $0.001 par value | 20,068 | $ 0 | 6,690 | D | ||||
Class A Common Stock, $0.001 par value (2) | $ 54.52 | 11/06/2014 | M | 9,500 | (6) | 10/18/2017 | Class A Common Stock, $0.001 par value | 9,500 | $ 0 | 13,243 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
COX THOMAS C/O MSC INDUSTRIAL DIRECT CO., INC. 75 MAXESS ROAD MELVILLE, NY US 11747 |
Executive VP, Sales |
/s/ Thomas Cox | 11/10/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the sale of 45,148 shares in 50 separate transactions ranging from $83.48 to $83.97 per share resulting in a weighted average sale price per share of $83.7360. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price range. |
(2) | Represents options to purchase the Issuer's Class A Common Stock, $0.001 par value ("Common Stock"). |
(3) | An option to purchase 20,026 shares of the Issuer's Common Stock was issued to the Reporting Person under the Issuer's 2005 Omnibus Incentive Plan. 5,006 shares of Common Stock became exercisable on October 23, 2014 and 15,020 shares of Common Stock become exercisable in accordance with the Separation Agreement dated October 30, 2014. |
(4) | An option to purchase 30,883 shares of the Issuer's Common Stock was issued to the Reporting Person under the Issuer's 2005 Omnibus Equity Plan. 7,720 shares of Common Stock became exercisable on October 24, 2013 and 7,721 shares of Common Stock became exercisable on October 24, 2014. An additional 15,442 shares of Common Stock become exercisable in accordance with the Separation Agreement dated October 30, 2014. |
(5) | An option to purchase 26,758 shares of the Issuer's Common Stock was issued to the Reporting Person under the Issuer's 2005 Omnibus Equity Plan. 6,689 shares of Common Stock became exercisable on each of October 21, 2012 and October 21, 2014, and 6,690 shares of Common Stock became exercisable on October 21, 2013. An additional 6,690 shares of Common Stock become exercisable in accordance with the Separation Agreement dated October 30, 2014. |
(6) | An option to purchase 32,743 shares of the Issuer's Common Stock was issued to the Reporting Person under the Issuer's 2005 Omnibus Equity Plan. 8,185 shares of Common Stock became exercisable on October 19, 2011, and an additional 8,186 shares of Common Stock became exercisable on each of October 19, 2012, October 19, 2013 and October 19, 2014. |