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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

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FORM 8-K/A

(Amendment no. 1)

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report: August 2, 2016

(Date of earliest event reported)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting Material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

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Item 8.01 Other Events

Federal Criminal Trial

On August 2, 2016, PG&E Corporation and its subsidiary, Pacific Gas and Electric Company (“Utility”), filed a Current Report on Form 8-K dated August 2, 2016 (the “Original Form 8-K”) reporting the government’s Notice of Dismissal of Alternative Fines Act Sentencing Allegations, and the related court order and the Utility’s consent, in the federal criminal trial against the Utility.  This Form 8-K/A amends the Original Form 8-K to include developments that occurred after the Original Form 8-K was filed with the Securities and Exchange Commission.

On August 2, 2016, the court issued an order granting leave to the government to dismiss the Alternative Fines Act sentencing allegations. (Based on the superseding indictment’s allegation that the Utility derived gross gains of approximately $281 million, the potential maximum alternative fine would have been approximately $562 million.)  As a result, total potential fines that the Utility may incur are $6 million, corresponding to a maximum statutory fine of $500,000 for each of the 12 alleged felony counts.

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized.