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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrants to Purchase Common Stock | $ 2.75 | 08/15/2013 | J(1) | 65,455 | 10/17/2006 | 10/17/2016 | Common Stock | 65,455 | $ 0 | 663,305 | I | See Footnote (2) | |||
Warrants to Purchase Common Stock | $ 2.75 | 10/17/2006 | 10/17/2016 | Common Stock | 1,000,000 | 1,000,000 | I | See Footnote (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ancira Alonso C/O GAN, CAMPOS ELISEOS NO. 29 COLONIA RINCON DEL BOSQUE MEXICO D.F., MEXICO, O5 11580 |
X |
/s/ Alonso Ancira | 08/16/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The disposition of securities (the "Securities") hereunder relates to Mexicans & Americans Trading Together, Inc.'s ("MATT Inc.") determination not to exercise the Securities pursuant to a Debt Cancellation & Warrant Exercise Agreement, dated March 5, 2013, with Altos Hornos de Mexico S.A.B. de C.V. ("AHMSA") and the Issuer (the "Agreement"). Pursuant to the Agreement, MATT's determination not to exercise the Securities by August 15, 2013 triggered an automatic forfeiture of the Securities. |
(2) | MATT Inc., which directly owns the securities of the Issuer reported herein, is a wholly owned subsidiary of AHMSA. AHMSA may be deemed to beneficially own such securities by virtue of its ownership of MATT Inc. Grupo Acerero del Norte, S.A. de C.V. ("GAN"), of which Alonso Ancira is a shareholder, is the majority shareholder of AHMSA. By virtue of his ownership position in GAN, Mr. Ancira may be deemed to beneficially own such securities. Mr. Ancira hereby disclaims any beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), except to the extent of his pecuniary interest therein as determined in accordance with the Act and the rules adopted thereunder. |