1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
Â
(5)
|
07/31/2017 |
Common Stock
|
5,000
|
$
53.45
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(5)
|
05/04/2019 |
Common Stock
|
16,099
|
$
6.55
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Represents unvested shares of common stock acquired by the Reporting Person pursuant to the Issuer's 2010-2012 Performance Share Program (the "2010-2012 Performance Period") under a Rule 16b-3(d) plan, all of which vest in the ordinary course on the last day of the 2010-2012 Performance Period, December 31, 2012. |
(2) |
Represents unvested shares of common stock acquired by the Reporting Person pursuant to the Issuer's 2011-2013 Performance Share Program (the "2011-2013 Performance Period") under a Rule 16b-3(d) plan, all of which vest in the ordinary course on the last day of the 2011-2013 Performance Period, December 31, 2013. |
(3) |
Represents shares of common stock acquired by the Reporting Person under a Rule 16b-3(d) plan. These shares vested on June 7, 2011. Though vested, these shares will not settle until the earlier of (i) March 22,2013 (with respect to 3,500 shares) or March 22, 2014 (with respect to the remaining 3,500 shares) or (ii) the occurrence of certain subsequent events. |
(4) |
As reported by the 401(k) plan trustee on October 3, 2011. |
(5) |
Currently exercisable. |