form8-k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

FORM 8-K

Current Report Pursuant
to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) March 16, 2011

SOUTHWALL TECHNOLOGIES INC.
(Exact Name Of Registrant As Specified In Its Charter)
     
DELAWARE
(State or Other Jurisdiction of Incorporation)
     
0-15930
  
94-2551470
(Commission File Number)
  
(I.R.S. Employer Identification No.)
     
3788 Fabian Way, Palo Alto, CA
  
94303
(Address of Principal Executive Offices)
  
(Zip Code)
     
(650) 962-9111
(Registrant’s Telephone Number, Including Area Code)
 
N/A
(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
Item 8.01
OTHER EVENTS

Southwall Technologies Inc. today announced that in order to allow the OTC sufficient time to effectuate the Company’s one-for-five reverse stock split, post reverse split trading will take effect at the open of business, March 17, 2011.

The new symbol on this date will be SWTXD.  A “D” will be appended as the 5th character for 20 business days including the effective date.


Item 9.01
Financial Statements and Exhibits

(d) Exhibits

Exhibit No.
Description


99.1
Press Release dated March 16, 2011

 
 
 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

Dated: March 16,  2011
SOUTHWALL TECHNOLOGIES INC.
     
     
 
By:
/s/ Dennis F. Capovilla
 
   
Dennis F. Capovilla
   
Chief Executive Officer

 
 
 

Exhibit Index

Exhibit No.
Description


Press Release dated March 16, 2011