UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-04656

 

Ellsworth Growth and Income Fund Ltd.
(Exact name of registrant as specified in charter)

 

65 Madison Avenue, Morristown, New Jersey 07960
(Address of principal executive offices)

 

Gary I. Levine, Executive Vice President
Ellsworth Growth and Income Fund Ltd.
65 Madison Avenue
Morristown, New Jersey 07960-7308
(Name and address of agent for service)

 

Registrant's telephone number, including area code: (973) 631-1177

 

Date of fiscal year end: September 30
Date of reporting period: July 1, 2014 - June 30, 2015

 

 

Item 1. Proxy Voting Record

 

ABBVIE INC.
Security				00287Y109			Meeting Type				Annual
Ticker Symbol				ABBV			Meeting Date				08-May-2015
ISIN				US00287Y1091			Agenda				934142249 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1.	DIRECTOR					Management
		1	ROXANNE S. AUSTIN					For		For
		2	RICHARD A. GONZALEZ					For		For
		3	GLENN F. TILTON					For		For
2.	RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.					Management		For		For
3.	SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.					Management		For		For
AMERICAN TOWER CORPORATION
Security				03027X100			Meeting Type				Annual
Ticker Symbol				AMT			Meeting Date				20-May-2015
ISIN				US03027X1000			Agenda				934174676 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: RAYMOND P. DOLAN					Management		For		For
1B.	ELECTION OF DIRECTOR: CAROLYN F. KATZ					Management		For		For
1C.	ELECTION OF DIRECTOR: GUSTAVO LARA CANTU					Management		For		For
1D.	ELECTION OF DIRECTOR: CRAIG MACNAB					Management		For		For
1E.	ELECTION OF DIRECTOR: JOANN A. REED					Management		For		For
1F.	ELECTION OF DIRECTOR: PAMELA D.A. REEVE					Management		For		For
1G.	ELECTION OF DIRECTOR: DAVID E. SHARBUTT					Management		For		For
1H.	ELECTION OF DIRECTOR: JAMES D. TAICLET, JR.					Management		For		For
1I.	ELECTION OF DIRECTOR: SAMME L. THOMPSON					Management		For		For
2.	TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015					Management		For		For
3.	TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION					Management		For		For
AMTRUST FINANCIAL SERVICES, INC.
Security				032359309			Meeting Type				Annual
Ticker Symbol				AFSI			Meeting Date				20-May-2015
ISIN				US0323593097			Agenda				934170515 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1.	DIRECTOR					Management
		1	DONALD T. DECARLO					For		For
		2	SUSAN C. FISCH					For		For
		3	ABRAHAM GULKOWITZ					For		For
		4	GEORGE KARFUNKEL					For		For
		5	MICHAEL KARFUNKEL					For		For
		6	JAY J. MILLER					For		For
		7	BARRY D. ZYSKIND					For		For
2.	APPROVAL OF THE AMENDED AND RESTATED AMTRUST FINANCIAL SERVICES, INC. 2007 EXECUTIVE PERFORMANCE PLAN.					Management		For		For
AT&T INC.
Security				00206R102			Meeting Type				Annual
Ticker Symbol				T			Meeting Date				24-Apr-2015
ISIN				US00206R1023			Agenda				934134064 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: RANDALL L. STEPHENSON					Management		For		For
1B.	ELECTION OF DIRECTOR: SCOTT T. FORD					Management		For		For
1C.	ELECTION OF DIRECTOR: GLENN H. HUTCHINS					Management		For		For
1D.	ELECTION OF DIRECTOR: WILLIAM E. KENNARD					Management		For		For
1E.	ELECTION OF DIRECTOR: JON C. MADONNA					Management		For		For
1F.	ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER					Management		For		For
1G.	ELECTION OF DIRECTOR: JOHN B. MCCOY					Management		For		For
1H.	ELECTION OF DIRECTOR: BETH E. MOONEY					Management		For		For
1I.	ELECTION OF DIRECTOR: JOYCE M. ROCHE					Management		For		For
1J.	ELECTION OF DIRECTOR: MATTHEW K. ROSE					Management		For		For
1K.	ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR					Management		For		For
1L.	ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON					Management		For		For
2.	RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS.					Management		For		For
3.	ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.					Management		For		For
4.	POLITICAL SPENDING REPORT.					Shareholder		Against		For
5.	LOBBYING REPORT.					Shareholder		Against		For
6.	SPECIAL MEETINGS.					Shareholder		Against		For
B&G FOODS, INC.
Security				05508R106			Meeting Type				Annual
Ticker Symbol				BGS			Meeting Date				19-May-2015
ISIN				US05508R1068			Agenda				934165526 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1.1	ELECTION OF DIRECTOR: DEANN L. BRUNTS					Management		For		For
1.2	ELECTION OF DIRECTOR: ROBERT C. CANTWELL					Management		For		For
1.3	ELECTION OF DIRECTOR: CHARLES F. MARCY					Management		For		For
1.4	ELECTION OF DIRECTOR: DENNIS M. MULLEN					Management		For		For
1.5	ELECTION OF DIRECTOR: CHERYL M. PALMER					Management		For		For
1.6	ELECTION OF DIRECTOR: ALFRED POE					Management		For		For
1.7	ELECTION OF DIRECTOR: STEPHEN C. SHERRILL					Management		For		For
1.8	ELECTION OF DIRECTOR: DAVID L. WENNER					Management		For		For
2.	APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EXECUTIVE COMPENSATION					Management		For		For
3.	RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM					Management		For		For
BLACKROCK CAPITAL INVESTMENT CORPORATION
Security				092533108			Meeting Type				Special
Ticker Symbol				BKCC			Meeting Date				18-Feb-2015
ISIN				US0925331086			Agenda				934115797 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1.	TO APPROVE AN INVESTMENT MANAGEMENT AGREEMENT (THE "NEW AGREEMENT") BETWEEN THE COMPANY AND BLACKROCK ADVISORS, LLC, AN INDIRECT, WHOLLY-OWNED SUBSIDIARY OF BLACKROCK, INC. (THE "NEW ADVISOR"), TO PERMIT THE NEW ADVISOR TO SERVE AS INVESTMENT ADVISER TO THE COMPANY FOLLOWING THE COMPLETION OF THE SALE OF SUBSTANTIALLY ALL OF THE BUSINESS OF THE COMPANY'S INVESTMENT ADVISER, BLACKROCK KELSO CAPITAL ADVISORS LLC (THE "EXISTING ADVISOR"), TO THE NEW ADVISOR (THE "TRANSACTION"), WHICH AGREEMENT ONLY WILL TAKE EFFECT UPON CLOSING OF THE TRANSACTION					Management		For		For
2A.	IN THE EVENT THE FIRST PROPOSAL IS APPROVED BY STOCKHOLDERS AND THE TRANSACTION CLOSES, TO CONSIDER AND VOTE UPON A PROPOSAL TO AMEND THE EXISTING ADVISORY FEE STRUCTURE IN ORDER TO: (A) REDUCE THE BASE MANAGEMENT FEE AND (B) CHANGE THE STRUCTURE OF THE INCENTIVE FEE (COLLECTIVELY, THE "AMENDMENTS"), WHICH AMENDMENTS WILL GO INTO EFFECT FOLLOWING THE SECOND ANNIVERSARY OF THE EFFECTIVE DATE OF THE NEW AGREEMENT.					Management		For		For
2B.	IN THE EVENT THE FIRST PROPOSAL IS NOT APPROVED BY STOCKHOLDERS OR THE TRANSACTION OTHERWISE DOES NOT CLOSE, TO CONSIDER AND VOTE UPON THE APPLICATION OF THE AMENDMENTS TO THE EXISTING INVESTMENT MANAGEMENT AGREEMENT BETWEEN THE COMPANY AND THE EXISTING ADVISOR (SUCH AGREEMENT, THE "EXISTING AGREEMENT"), WHICH AMENDMENTS WILL GO INTO EFFECT IMMEDIATELY FOLLOWING STOCKHOLDER APPROVAL AND THE CONCLUSION OF THE SPECIAL MEETING.					Management		For		For
BLACKROCK CAPITAL INVESTMENT CORPORATION
Security				092533108			Meeting Type				Annual
Ticker Symbol				BKCC			Meeting Date				08-May-2015
ISIN				US0925331086			Agenda				934153949 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1	DIRECTOR					Management
		1	BRIAN D. FINN					For		For
		2	WILLIAM E. MAYER					For		For
		3	F. DE SAINT PHALLE					For		For
2	TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING IN DECEMBER 31, 2015.					Management		For		For
BLACKROCK CAPITAL INVESTMENT CORPORATION
Security				092533108			Meeting Type				Special
Ticker Symbol				BKCC			Meeting Date				08-May-2015
ISIN				US0925331086			Agenda				934159179 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1.	TO AUTHORIZE FLEXIBILITY FOR THE COMPANY, WITH APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK (DURING THE NEXT 12 MONTHS) AT A PRICE BELOW THE COMPANY'S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS, SUBJECT TO CERTAIN LIMITATIONS SET FORTH IN THE PROXY STATEMENT.					Management		Abstain		Against
CHEVRON CORPORATION
Security				166764100			Meeting Type				Annual
Ticker Symbol				CVX			Meeting Date				27-May-2015
ISIN				US1667641005			Agenda				934174575 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: A.B. CUMMINGS JR.					Management		For		For
1B.	ELECTION OF DIRECTOR: L.F. DEILY					Management		For		For
1C.	ELECTION OF DIRECTOR: R.E. DENHAM					Management		For		For
1D.	ELECTION OF DIRECTOR: A.P. GAST					Management		For		For
1E.	ELECTION OF DIRECTOR: E. HERNANDEZ JR.					Management		For		For
1F.	ELECTION OF DIRECTOR: J.M. HUNTSMAN JR.					Management		For		For
1G.	ELECTION OF DIRECTOR: C.W. MOORMAN					Management		For		For
1H.	ELECTION OF DIRECTOR: J.G. STUMPF					Management		For		For
1I.	ELECTION OF DIRECTOR: R.D. SUGAR					Management		For		For
1J.	ELECTION OF DIRECTOR: I.G. THULIN					Management		For		For
1K.	ELECTION OF DIRECTOR: C. WARE					Management		For		For
1L.	ELECTION OF DIRECTOR: J.S. WATSON					Management		For		For
2.	RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM					Management		For		For
3.	ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION					Management		For		For
4.	DISCLOSE CHARITABLE CONTRIBUTIONS OF $5,000 OR MORE					Shareholder		Against		For
5.	REPORT ON LOBBYING					Shareholder		Abstain		Against
6.	CEASE USING CORPORATE FUNDS FOR POLITICAL PURPOSES					Shareholder		Abstain		Against
7.	ADOPT DIVIDEND POLICY					Shareholder		Abstain		Against
8.	ADOPT TARGETS TO REDUCE GHG EMISSIONS					Shareholder		Abstain		Against
9.	REPORT ON SHALE ENERGY OPERATIONS					Shareholder		Abstain		Against
10.	ADOPT PROXY ACCESS BYLAW					Shareholder		Abstain		Against
11.	ADOPT POLICY FOR INDEPENDENT CHAIRMAN					Shareholder		Abstain		Against
12.	RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE					Shareholder		Abstain		Against
13.	SET SPECIAL MEETINGS THRESHOLD AT 10%					Shareholder		Abstain		Against
CHURCH & DWIGHT CO., INC.
Security				171340102			Meeting Type				Annual
Ticker Symbol				CHD			Meeting Date				07-May-2015
ISIN				US1713401024			Agenda				934146730 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: T. ROSIE ALBRIGHT					Management		For		For
1B.	ELECTION OF DIRECTOR: RAVICHANDRA K. SALIGRAM					Management		For		For
1C.	ELECTION OF DIRECTOR: ROBERT K. SHEARER					Management		For		For
2.	ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.					Management		For		For
3.	RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.					Management		For		For
CITIGROUP INC.
Security				172967424			Meeting Type				Annual
Ticker Symbol				C			Meeting Date				28-Apr-2015
ISIN				US1729674242			Agenda				934141160 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: MICHAEL L. CORBAT					Management		For		For
1B.	ELECTION OF DIRECTOR: DUNCAN P. HENNES					Management		For		For
1C.	ELECTION OF DIRECTOR: PETER B. HENRY					Management		For		For
1D.	ELECTION OF DIRECTOR: FRANZ B. HUMER					Management		For		For
1E.	ELECTION OF DIRECTOR: MICHAEL E. O'NEILL					Management		For		For
1F.	ELECTION OF DIRECTOR: GARY M. REINER					Management		For		For
1G.	ELECTION OF DIRECTOR: JUDITH RODIN					Management		For		For
1H.	ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO					Management		For		For
1I.	ELECTION OF DIRECTOR: JOAN E. SPERO					Management		For		For
1J.	ELECTION OF DIRECTOR: DIANA L. TAYLOR					Management		For		For
1K.	ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR.					Management		For		For
1L.	ELECTION OF DIRECTOR: JAMES S. TURLEY					Management		For		For
1M.	ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON					Management		For		For
2.	PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.					Management		For		For
3.	ADVISORY APPROVAL OF CITI'S 2014 EXECUTIVE COMPENSATION.					Management		For		For
4.	APPROVAL OF AN AMENDMENT TO THE CITIGROUP 2014 STOCK INCENTIVE PLAN AUTHORIZING ADDITIONAL SHARES.					Management		For		For
5.	STOCKHOLDER PROPOSAL REQUESTING PROXY ACCESS FOR SHAREHOLDERS.					Shareholder		For		For
6.	STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS.					Shareholder		Abstain		Against
7.	STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY.					Shareholder		Abstain		Against
8.	STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT TO EXCLUDE FROM THE BOARD OF DIRECTORS' AUDIT COMMITTEE ANY DIRECTOR WHO WAS A DIRECTOR AT A PUBLIC COMPANY WHILE THAT COMPANY FILED FOR REORGANIZATION UNDER CHAPTER 11.					Shareholder		Abstain		Against
9.	STOCKHOLDER PROPOSAL REQUESTING A REPORT REGARDING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE.					Shareholder		Abstain		Against
CONAGRA FOODS, INC.
Security				205887102			Meeting Type				Annual
Ticker Symbol				CAG			Meeting Date				19-Sep-2014
ISIN				US2058871029			Agenda				934063708 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1.	DIRECTOR					Management
		1	MOGENS C. BAY					For		For
		2	THOMAS K. BROWN					For		For
		3	STEPHEN G. BUTLER					For		For
		4	STEVEN F. GOLDSTONE					For		For
		5	JOIE A. GREGOR					For		For
		6	RAJIVE JOHRI					For		For
		7	W.G. JURGENSEN					For		For
		8	RICHARD H. LENNY					For		For
		9	RUTH ANN MARSHALL					For		For
		10	GARY M. RODKIN					For		For
		11	ANDREW J. SCHINDLER					For		For
		12	KENNETH E. STINSON					For		For
2.	APPROVAL OF THE CONAGRA FOODS, INC. 2014 STOCK PLAN					Management		For		For
3.	APPROVAL OF THE CONAGRA FOODS, INC. 2014 EXECUTIVE INCENTIVE PLAN					Management		For		For
4.	RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR					Management		For		For
5.	ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION					Management		For		For
6.	STOCKHOLDER PROPOSAL REGARDING BYLAW CHANGE IN REGARD TO VOTE- COUNTING					Shareholder		Against		For
CONOCOPHILLIPS
Security				20825C104			Meeting Type				Annual
Ticker Symbol				COP			Meeting Date				12-May-2015
ISIN				US20825C1045			Agenda				934150804 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: RICHARD L. ARMITAGE					Management		For		For
1B.	ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK					Management		For		For
1C.	ELECTION OF DIRECTOR: CHARLES E. BUNCH					Management		For		For
1D.	ELECTION OF DIRECTOR: JAMES E. COPELAND, JR.					Management		For		For
1E.	ELECTION OF DIRECTOR: JOHN V. FARACI					Management		For		For
1F.	ELECTION OF DIRECTOR: JODY L. FREEMAN					Management		For		For
1G.	ELECTION OF DIRECTOR: GAY HUEY EVANS					Management		For		For
1H.	ELECTION OF DIRECTOR: RYAN M. LANCE					Management		For		For
1I.	ELECTION OF DIRECTOR: ARJUN N. MURTI					Management		For		For
1J.	ELECTION OF DIRECTOR: ROBERT A. NIBLOCK					Management		For		For
1K.	ELECTION OF DIRECTOR: HARALD J. NORVIK					Management		For		For
2.	PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.					Management		For		For
3.	ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.					Management		For		For
4.	REPORT ON LOBBYING EXPENDITURES.					Shareholder		Against		For
5.	NO ACCELERATED VESTING UPON CHANGE IN CONTROL.					Shareholder		Against		For
6.	POLICY ON USING RESERVES METRICS TO DETERMINE INCENTIVE COMPENSATION.					Shareholder		Against		For
7.	PROXY ACCESS.					Shareholder		Against		For
CROWN CASTLE INTERNATIONAL CORP
Security				22822V101			Meeting Type				Annual
Ticker Symbol				CCI			Meeting Date				29-May-2015
ISIN				US22822V1017			Agenda				934172850 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: P. ROBERT BARTOLO					Management		For		For
1B.	ELECTION OF DIRECTOR: CINDY CHRISTY					Management		For		For
1C.	ELECTION OF DIRECTOR: ARI Q. FITZGERALD					Management		For		For
1D.	ELECTION OF DIRECTOR: ROBERT E. GARRISON II					Management		For		For
1E.	ELECTION OF DIRECTOR: DALE N. HATFIELD					Management		For		For
1F.	ELECTION OF DIRECTOR: LEE W. HOGAN					Management		For		For
1G.	ELECTION OF DIRECTOR: JOHN P. KELLY					Management		For		For
1H.	ELECTION OF DIRECTOR: ROBERT F. MCKENZIE					Management		For		For
2.	THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2015.					Management		For		For
3.	THE NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.					Management		For		For
4.	THE NON-BINDING ADVISORY VOTE REGARDING THE FREQUENCY OF VOTING ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.					Management		1 Year		For
ELI LILLY AND COMPANY
Security				532457108			Meeting Type				Annual
Ticker Symbol				LLY			Meeting Date				04-May-2015
ISIN				US5324571083			Agenda				934139216 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: K. BAICKER					Management		For		For
1B.	ELECTION OF DIRECTOR: J.E. FYRWALD					Management		For		For
1C.	ELECTION OF DIRECTOR: E.R. MARRAM					Management		For		For
1D.	ELECTION OF DIRECTOR: J.P. TAI					Management		For		For
2.	APPROVE ADVISORY VOTE ON COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.					Management		For		For
3.	RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2015.					Management		For		For
EMC CORPORATION
Security				268648102			Meeting Type				Annual
Ticker Symbol				EMC			Meeting Date				30-Apr-2015
ISIN				US2686481027			Agenda				934146867 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: JOSE E. ALMEIDA					Management		For		For
1B.	ELECTION OF DIRECTOR: MICHAEL W. BROWN					Management		For		For
1C.	ELECTION OF DIRECTOR: DONALD J. CARTY					Management		For		For
1D.	ELECTION OF DIRECTOR: RANDOLPH L. COWEN					Management		For		For
1E.	ELECTION OF DIRECTOR: JAMES S. DISTASIO					Management		For		For
1F.	ELECTION OF DIRECTOR: JOHN R. EGAN					Management		For		For
1G.	ELECTION OF DIRECTOR: WILLIAM D. GREEN					Management		For		For
1H.	ELECTION OF DIRECTOR: EDMUND F. KELLY					Management		For		For
1I.	ELECTION OF DIRECTOR: JAMI MISCIK					Management		For		For
1J.	ELECTION OF DIRECTOR: PAUL SAGAN					Management		For		For
1K.	ELECTION OF DIRECTOR: DAVID N. STROHM					Management		For		For
1L.	ELECTION OF DIRECTOR: JOSEPH M. TUCCI					Management		For		For
2.	RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015, AS DESCRIBED IN EMC'S PROXY STATEMENT.					Management		For		For
3.	ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT.					Management		For		For
4.	APPROVAL OF THE EMC CORPORATION AMENDED AND RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S PROXY STATEMENT.					Management		For		For
5.	TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO AN INDEPENDENT BOARD CHAIRMAN, AS DESCRIBED IN EMC'S PROXY STATEMENT.					Shareholder		Abstain		Against
FORD MOTOR COMPANY
Security				345370860			Meeting Type				Annual
Ticker Symbol				F			Meeting Date				14-May-2015
ISIN				US3453708600			Agenda				934153026 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: STEPHEN G. BUTLER					Management		For		For
1B.	ELECTION OF DIRECTOR: KIMBERLY A. CASIANO					Management		For		For
1C.	ELECTION OF DIRECTOR: ANTHONY F. EARLEY, JR.					Management		For		For
1D.	ELECTION OF DIRECTOR: MARK FIELDS					Management		For		For
1E.	ELECTION OF DIRECTOR: EDSEL B. FORD II					Management		For		For
1F.	ELECTION OF DIRECTOR: WILLIAM CLAY FORD, JR.					Management		For		For
1G.	ELECTION OF DIRECTOR: JAMES P. HACKETT					Management		For		For
1H.	ELECTION OF DIRECTOR: JAMES H. HANCE, JR.					Management		For		For
1I.	ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV					Management		For		For
1J.	ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR.					Management		For		For
1K.	ELECTION OF DIRECTOR: WILLIAM E. KENNARD					Management		For		For
1L.	ELECTION OF DIRECTOR: JOHN C. LECHLEITER					Management		For		For
1M.	ELECTION OF DIRECTOR: ELLEN R. MARRAM					Management		For		For
1N.	ELECTION OF DIRECTOR: GERALD L. SHAHEEN					Management		For		For
1O.	ELECTION OF DIRECTOR: JOHN L. THORNTON					Management		For		For
2.	RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.					Management		For		For
3.	SAY ON PAY - AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVES.					Management		For		For
4.	RELATING TO CONSIDERATION OF A RECAPITALIZATION PLAN TO PROVIDE THAT ALL OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE VOTE PER SHARE.					Shareholder		Abstain		Against
5.	RELATING TO ALLOWING HOLDERS OF 20% OF OUTSTANDING COMMON STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS.					Shareholder		Abstain		Against
GENERAL ELECTRIC COMPANY
Security				369604103			Meeting Type				Annual
Ticker Symbol				GE			Meeting Date				22-Apr-2015
ISIN				US3696041033			Agenda				934135864 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
A1	ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE					Management		For		For
A2	ELECTION OF DIRECTOR: JOHN J. BRENNAN					Management		For		For
A3	ELECTION OF DIRECTOR: JAMES I. CASH, JR.					Management		For		For
A4	ELECTION OF DIRECTOR: FRANCISCO D'SOUZA					Management		For		For
A5	ELECTION OF DIRECTOR: MARIJN E. DEKKERS					Management		For		For
A6	ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD					Management		For		For
A7	ELECTION OF DIRECTOR: JEFFREY R. IMMELT					Management		For		For
A8	ELECTION OF DIRECTOR: ANDREA JUNG					Management		For		For
A9	ELECTION OF DIRECTOR: ROBERT W. LANE					Management		For		For
A10	ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS					Management		For		For
A11	ELECTION OF DIRECTOR: JAMES J. MULVA					Management		For		For
A12	ELECTION OF DIRECTOR: JAMES E. ROHR					Management		For		For
A13	ELECTION OF DIRECTOR: MARY L. SCHAPIRO					Management		For		For
A14	ELECTION OF DIRECTOR: ROBERT J. SWIERINGA					Management		For		For
A15	ELECTION OF DIRECTOR: JAMES S. TISCH					Management		For		For
A16	ELECTION OF DIRECTOR: DOUGLAS A. WARNER III					Management		For		For
B1	ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION					Management		For		For
B2	RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2015					Management		For		For
C1	CUMULATIVE VOTING					Shareholder		Against		For
C2	WRITTEN CONSENT					Shareholder		Against		For
C3	ONE DIRECTOR FROM RANKS OF RETIREES					Shareholder		Against		For
C4	HOLY LAND PRINCIPLES					Shareholder		Against		For
C5	LIMIT EQUITY VESTING UPON CHANGE IN CONTROL					Shareholder		Against		For
HALCON RESOURCES CORPORATION
Security				40537Q209			Meeting Type				Annual
Ticker Symbol				HK			Meeting Date				06-May-2015
ISIN				US40537Q2093			Agenda				934177622 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1.	DIRECTOR					Management
		1	TUCKER S. BRIDWELL					For		For
		2	KEVIN E. GODWIN					For		For
		3	MARK A. WELSH IV					For		For
2.	TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EFFECT, AT THE DISCRETION OF OUR BOARD OF DIRECTORS, A ONE-FOR-FIVE (1:5) REVERSE STOCK SPLIT OF OUR COMMON STOCK.					Management		For		For
3.	TO RATIFY AND APPROVE AN AMENDMENT TO OUR FIRST AMENDED AND RESTATED 2012 LONG-TERM INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF HALCON COMMON STOCK THAT MAY BE ISSUED UNDER THE PLAN BY 40 MILLION SHARES, SUBJECT TO ADJUSTMENT IN ACCORDANCE WITH THE TERMS OF THE PLAN UPON APPROVAL AND IMPLEMENTATION OF PROPOSAL NO. 2.					Management		For		For
4.	TO APPROVE, IN ACCORDANCE WITH SECTION 312.03 OF THE NYSE LISTED COMPANY MANUAL, THE ISSUANCE OF ADDITIONAL SHARES OF HALCON COMMON STOCK TO HALRES LLC UPON THE CONVERSION OF OUR 8.0% SENIOR CONVERTIBLE NOTE AND EXERCISE OF THE WARRANTS.					Management		For		For
5.	TO APPROVE THE DECLASSIFICATION OF OUR BOARD OF DIRECTORS AND PROVIDE FOR AN ANNUAL ELECTION OF DIRECTORS.					Management		For		For
6.	TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015.					Management		For		For
INTEL CORPORATION
Security				458140100			Meeting Type				Annual
Ticker Symbol				INTC			Meeting Date				21-May-2015
ISIN				US4581401001			Agenda				934160766 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY					Management		For		For
1B.	ELECTION OF DIRECTOR: ANEEL BHUSRI					Management		For		For
1C.	ELECTION OF DIRECTOR: ANDY D. BRYANT					Management		For		For
1D.	ELECTION OF DIRECTOR: SUSAN L. DECKER					Management		For		For
1E.	ELECTION OF DIRECTOR: JOHN J. DONAHOE					Management		For		For
1F.	ELECTION OF DIRECTOR: REED E. HUNDT					Management		For		For
1G.	ELECTION OF DIRECTOR: BRIAN M. KRZANICH					Management		For		For
1H.	ELECTION OF DIRECTOR: JAMES D. PLUMMER					Management		For		For
1I.	ELECTION OF DIRECTOR: DAVID S. POTTRUCK					Management		For		For
1J.	ELECTION OF DIRECTOR: FRANK D. YEARY					Management		For		For
1K.	ELECTION OF DIRECTOR: DAVID B. YOFFIE					Management		For		For
2.	RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015					Management		For		For
3.	ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION					Management		For		For
4.	APPROVAL OF AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN					Management		For		For
5.	APPROVAL OF EXTENSION OF THE 2006 STOCK PURCHASE PLAN					Management		For		For
6.	STOCKHOLDER PROPOSAL ENTITLED "HOLY LAND PRINCIPLES"					Shareholder		Abstain		Against
7.	STOCKHOLDER PROPOSAL ON WHETHER THE CHAIRMAN OF THE BOARD SHOULD BE AN INDEPENDENT DIRECTOR					Shareholder		Abstain		Against
8.	STOCKHOLDER PROPOSAL ON WHETHER TO ADOPT AN ALTERNATIVE VOTE COUNTING STANDARD					Shareholder		Abstain		Against
INVESCO MORTGAGE CAPITAL INC.
Security				46131B100			Meeting Type				Annual
Ticker Symbol				IVR			Meeting Date				06-May-2015
ISIN				US46131B1008			Agenda				934147237 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1.1	ELECTION OF DIRECTOR: G. MARK ARMOUR					Management		For		For
1.2	ELECTION OF DIRECTOR: JAMES S. BALLOUN					Management		For		For
1.3	ELECTION OF DIRECTOR: JOHN S. DAY					Management		For		For
1.4	ELECTION OF DIRECTOR: KAREN DUNN KELLEY					Management		For		For
1.5	ELECTION OF DIRECTOR: EDWARD J. HARDIN					Management		For		For
1.6	ELECTION OF DIRECTOR: JAMES R. LIENTZ, JR.					Management		For		For
2.	ADVISORY VOTE TO APPROVE THE COMPANY'S 2014 EXECUTIVE COMPENSATION					Management		For		For
3.	APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM					Management		For		For
KINDER MORGAN, INC.
Security				49456B101			Meeting Type				Special
Ticker Symbol				KMI			Meeting Date				20-Nov-2014
ISIN				US49456B1017			Agenda				934091721 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1.	TO APPROVE AN AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF KMI TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS P COMMON STOCK, PAR VALUE $0.01 PER SHARE, OF KMI FROM 2,000,000,000 TO 4,000,000,000.					Management		For		For
2.	TO APPROVE THE ISSUANCE OF SHARES OF KMI COMMON STOCK IN THE PROPOSED KMP, KMR AND EPB MERGERS.					Management		For		For
3.	TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE FOREGOING PROPOSALS AT THE TIME OF THE SPECIAL MEETING.					Management		For		For
KINDER MORGAN, INC.
Security				49456B101			Meeting Type				Annual
Ticker Symbol				KMI			Meeting Date				07-May-2015
ISIN				US49456B1017			Agenda				934149813 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1.	DIRECTOR					Management
		1	RICHARD D. KINDER					For		For
		2	STEVEN J. KEAN					For		For
		3	TED A. GARDNER					For		For
		4	ANTHONY W. HALL, JR.					For		For
		5	GARY L. HULTQUIST					For		For
		6	RONALD L. KUEHN, JR.					For		For
		7	DEBORAH A. MACDONALD					For		For
		8	MICHAEL J. MILLER					For		For
		9	MICHAEL C. MORGAN					For		For
		10	ARTHUR C. REICHSTETTER					For		For
		11	FAYEZ SAROFIM					For		For
		12	C. PARK SHAPER					For		For
		13	WILLIAM A. SMITH					For		For
		14	JOEL V. STAFF					For		For
		15	ROBERT F. VAGT					For		For
		16	PERRY M. WAUGHTAL					For		For
2.	APPROVAL OF THE KINDER MORGAN, INC. 2015 AMENDED AND RESTATED STOCK INCENTIVE PLAN.					Management		For		For
3.	APPROVAL OF THE AMENDED AND RESTATED ANNUAL INCENTIVE PLAN OF KINDER MORGAN, INC.					Management		For		For
4.	ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.					Management		For		For
5.	RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.					Management		For		For
6.	APPROVAL OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF KINDER MORGAN, INC.					Management		For		For
7.	STOCKHOLDER PROPOSAL RELATING TO A REPORT ON OUR COMPANY'S RESPONSE TO CLIMATE CHANGE.					Shareholder		Abstain		Against
8.	STOCKHOLDER PROPOSAL RELATING TO A REPORT ON METHANE EMISSIONS.					Shareholder		Abstain		Against
9.	STOCKHOLDER PROPOSAL RELATING TO AN ANNUAL SUSTAINABILITY REPORT.					Shareholder		Abstain		Against
LEXINGTON REALTY TRUST
Security				529043101			Meeting Type				Annual
Ticker Symbol				LXP			Meeting Date				19-May-2015
ISIN				US5290431015			Agenda				934169485 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF TRUSTEE: E. ROBERT ROSKIND					Management		For		For
1B.	ELECTION OF TRUSTEE: T. WILSON EGLIN					Management		For		For
1C.	ELECTION OF TRUSTEE: RICHARD J. ROUSE					Management		For		For
1D.	ELECTION OF TRUSTEE: HAROLD FIRST					Management		For		For
1E.	ELECTION OF TRUSTEE: RICHARD S. FRARY					Management		For		For
1F.	ELECTION OF TRUSTEE: JAMES GROSFELD					Management		For		For
1G.	ELECTION OF TRUSTEE: KEVIN W. LYNCH					Management		For		For
2.	AN ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2015 ANNUAL MEETING OF SHAREHOLDERS.					Management		For		For
3.	RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015.					Management		For		For
MERCK & CO., INC.
Security				58933Y105			Meeting Type				Annual
Ticker Symbol				MRK			Meeting Date				26-May-2015
ISIN				US58933Y1055			Agenda				934177393 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: LESLIE A. BRUN					Management		For		For
1B.	ELECTION OF DIRECTOR: THOMAS R. CECH					Management		For		For
1C.	ELECTION OF DIRECTOR: KENNETH C. FRAZIER					Management		For		For
1D.	ELECTION OF DIRECTOR: THOMAS H. GLOCER					Management		For		For
1E.	ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR.					Management		For		For
1F.	ELECTION OF DIRECTOR: C. ROBERT KIDDER					Management		For		For
1G.	ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS					Management		For		For
1H.	ELECTION OF DIRECTOR: CARLOS E. REPRESAS					Management		For		For
1I.	ELECTION OF DIRECTOR: PATRICIA F. RUSSO					Management		For		For
1J.	ELECTION OF DIRECTOR: CRAIG B. THOMPSON					Management		For		For
1K.	ELECTION OF DIRECTOR: WENDELL P. WEEKS					Management		For		For
1L.	ELECTION OF DIRECTOR: PETER C. WENDELL					Management		For		For
2.	ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.					Management		Abstain		Against
3.	RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.					Management		For		For
4.	PROPOSAL TO AMEND AND RESTATE THE 2010 INCENTIVE STOCK PLAN.					Management		Abstain		Against
5.	PROPOSAL TO AMEND AND RESTATE THE EXECUTIVE INCENTIVE PLAN.					Management		Abstain		Against
6.	SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT.					Shareholder		Against		For
7.	SHAREHOLDER PROPOSAL CONCERNING ACCELERATED VESTING OF EQUITY AWARDS.					Shareholder		Against		For
METLIFE, INC.
Security				59156R108			Meeting Type				Annual
Ticker Symbol				MET			Meeting Date				28-Apr-2015
ISIN				US59156R1086			Agenda				934151402 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: CHERYL W. GRISE					Management		For		For
1B.	ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ					Management		For		For
1C.	ELECTION OF DIRECTOR: R. GLENN HUBBARD					Management		For		For
1D.	ELECTION OF DIRECTOR: STEVEN A. KANDARIAN					Management		For		For
1E.	ELECTION OF DIRECTOR: ALFRED F. KELLY, JR.					Management		For		For
1F.	ELECTION OF DIRECTOR: EDWARD J. KELLY, III					Management		For		For
1G.	ELECTION OF DIRECTOR: WILLIAM E. KENNARD					Management		For		For
1H.	ELECTION OF DIRECTOR: JAMES M. KILTS					Management		For		For
1I.	ELECTION OF DIRECTOR: CATHERINE R. KINNEY					Management		For		For
1J.	ELECTION OF DIRECTOR: DENISE M. MORRISON					Management		For		For
1K.	ELECTION OF DIRECTOR: KENTON J. SICCHITANO					Management		For		For
1L.	ELECTION OF DIRECTOR: LULU C. WANG					Management		For		For
2A.	AMEND THE CERTIFICATE OF INCORPORATION TO CHANGE EACH SUPERMAJORITY COMMON SHAREHOLDER VOTE REQUIREMENT FOR AMENDMENTS TO THE CERTIFICATE OF INCORPORATION TO A MAJORITY VOTE REQUIREMENT					Management		For		For
2B.	AMEND THE CERTIFICATE OF INCORPORATION TO CHANGE THE SUPERMAJORITY VOTE REQUIREMENT FOR SHAREHOLDERS TO AMEND THE BY-LAWS TO A MAJORITY VOTE REQUIREMENT					Management		For		For
3.	RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2015					Management		For		For
4.	ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS					Management		For		For
MICROSOFT CORPORATION
Security				594918104			Meeting Type				Annual
Ticker Symbol				MSFT			Meeting Date				03-Dec-2014
ISIN				US5949181045			Agenda				934087708 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: WILLIAM H. GATES III					Management		For		For
1B.	ELECTION OF DIRECTOR: MARIA M. KLAWE					Management		For		For
1C.	ELECTION OF DIRECTOR: TERI L. LIST- STOLL					Management		For		For
1D.	ELECTION OF DIRECTOR: G. MASON MORFIT					Management		For		For
1E.	ELECTION OF DIRECTOR: SATYA NADELLA					Management		For		For
1F.	ELECTION OF DIRECTOR: CHARLES H. NOSKI					Management		For		For
1G.	ELECTION OF DIRECTOR: HELMUT PANKE					Management		For		For
1H.	ELECTION OF DIRECTOR: CHARLES W. SCHARF					Management		For		For
1I.	ELECTION OF DIRECTOR: JOHN W. STANTON					Management		For		For
1J.	ELECTION OF DIRECTOR: JOHN W. THOMPSON					Management		For		For
2.	ADVISORY VOTE ON EXECUTIVE COMPENSATION					Management		For		For
3.	RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2015					Management		For		For
4.	SHAREHOLDER PROPOSAL - PROXY ACCESS FOR SHAREHOLDERS					Shareholder		Abstain		Against
PFIZER INC.
Security				717081103			Meeting Type				Annual
Ticker Symbol				PFE			Meeting Date				23-Apr-2015
ISIN				US7170811035			Agenda				934135927 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: DENNIS A. AUSIELLO					Management		For		For
1B.	ELECTION OF DIRECTOR: W. DON CORNWELL					Management		For		For
1C.	ELECTION OF DIRECTOR: FRANCES D. FERGUSSON					Management		For		For
1D.	ELECTION OF DIRECTOR: HELEN H. HOBBS					Management		For		For
1E.	ELECTION OF DIRECTOR: JAMES M. KILTS					Management		For		For
1F.	ELECTION OF DIRECTOR: SHANTANU NARAYEN					Management		For		For
1G.	ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON					Management		For		For
1H.	ELECTION OF DIRECTOR: IAN C. READ					Management		For		For
1I.	ELECTION OF DIRECTOR: STEPHEN W. SANGER					Management		For		For
1J.	ELECTION OF DIRECTOR: JAMES C. SMITH					Management		For		For
1K.	ELECTION OF DIRECTOR: MARC TESSIER- LAVIGNE					Management		For		For
2.	RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015					Management		For		For
3.	ADVISORY APPROVAL OF EXECUTIVE COMPENSATION					Management		For		For
4.	SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES					Shareholder		Abstain		Against
SBA COMMUNICATIONS CORPORATION
Security				78388J106			Meeting Type				Annual
Ticker Symbol				SBAC			Meeting Date				21-May-2015
ISIN				US78388J1060			Agenda				934178674 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1.1	ELECTION OF DIRECTOR FOR A THREE- YEAR TERM EXPIRING AT THE 2018 ANNUAL MEETING: BRIAN C. CARR					Management		For		For
1.2	ELECTION OF DIRECTOR FOR A THREE- YEAR TERM EXPIRING AT THE 2018 ANNUAL MEETING: MARY S. CHAN					Management		For		For
1.3	ELECTION OF DIRECTOR FOR A THREE- YEAR TERM EXPIRING AT THE 2018 ANNUAL MEETING: GEORGE R. KROUSE, JR.					Management		For		For
2.	RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS SBA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2015 FISCAL YEAR.					Management		For		For
3.	APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF SBA'S NAMED EXECUTIVE OFFICERS.					Management		For		For
4.	APPROVAL OF SBA'S PROPOSAL REGARDING PROXY ACCESS.					Management		For		For
5.	VOTE ON SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.					Shareholder		Abstain		Against
STRATASYS LTD
Security				M85548101			Meeting Type				Annual
Ticker Symbol				SSYS			Meeting Date				10-Jul-2014
ISIN				IL0011267213			Agenda				934048073 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1.	ELECTION OF MS. ZIVA PATIR, WHO ALSO QUALIFIES AS AN UNAFFILIATED DIRECTOR UNDER THE ISRAELI COMPANIES LAW 5759- 1999, TO SERVE AS THE UNCLASSIFIED DIRECTOR OF THE COMPANY.					Management		For		For
2.	APPROVAL OF A CASH BONUS OF 1,880,800 NEW ISRAELI SHEKELS ("NIS") (APPROXIMATELY $541,550) TO BE PAID TO MR. DAVID REIS, OUR CHIEF EXECUTIVE OFFICER AND A DIRECTOR, IN RESPECT OF HIS PERFORMANCE FOR THE YEAR ENDED DECEMBER 31, 2013.					Management		For		For
3.	APPROVAL OF A CASH BONUS OF $177,716 TO BE PAID TO MR. S. SCOTT CRUMP, OUR CHAIRMAN AND CHIEF INNOVATION OFFICER, IN RESPECT OF HIS PERFORMANCE FOR THE YEAR ENDED DECEMBER 31, 2013.					Management		For		For
4.	APPROVAL OF A CASH BONUS OF NIS 574,500 (APPROXIMATELY $165,420) TO BE PAID TO MR. ILAN LEVIN, A DIRECTOR AND CHAIRMAN OF BACCIO CORPORATION, THE PARENT ENTITY OF OUR MAKERBOT GROUP OF COMPANIES, IN RESPECT OF HIS PERFORMANCE FOR THE YEAR ENDED DECEMBER 31, 2013.					Management		For		For
5A.	APPROVAL OF THE TERMS OF A GRANT OF OPTIONS TO PURCHASE 22,000 ORDINARY SHARES, NOMINAL VALUE NIS 0.01 PER SHARE, OF STRATASYS LTD. TO MR. EDWARD J. FIERKO AS DIRECTOR OF THE COMPANY.					Management		For		For
5B.	APPROVAL OF THE TERMS OF A GRANT OF OPTIONS TO PURCHASE 22,000 ORDINARY SHARES, NOMINAL VALUE NIS 0.01 PER SHARE, OF STRATASYS LTD. TO MR. JOHN J. MCELENEY AS DIRECTOR OF THE COMPANY					Management		For		For
5C.	APPROVAL OF THE TERMS OF A GRANT OF OPTIONS TO PURCHASE 22,000 ORDINARY SHARES, NOMINAL VALUE NIS 0.01 PER SHARE, OF STRATASYS LTD. TO MR. CLIFFORD H. SCHWIETER AS DIRECTOR OF THE COMPANY					Management		For		For
6.	APPROVAL OF AN INCREASE IN THE COVERAGE UNDER THE COMPANY'S DIRECTORS AND OFFICERS LIABILITY INSURANCE POLICY TO AGGREGATE MAXIMUM COVERAGE OF $80 MILLION.					Management		For		For
7.	RE-APPOINTMENT OF KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LIMITED, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014 AND UNTIL ITS NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS, AND TO AUTHORIZE THE BOARD (UPON RECOMMENDATION OF THE AUDIT COMMITTEE) TO FIX THEIR REMUNERATION.					Management		For		For
STRATASYS LTD
Security				M85548101			Meeting Type				Special
Ticker Symbol				SSYS			Meeting Date				03-Feb-2015
ISIN				IL0011267213			Agenda				934117789 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1.	THE APPROVAL OF AMENDMENTS TO THE COMPANY'S CURRENT AMENDED AND RESTATED ARTICLES OF ASSOCIATION, AS AMENDED (THE "ARTICLES OF ASSOCIATION"), THAT (I) REFLECT THE EXPIRATION OF THE INITIAL TWO-YEAR TERM FOLLOWING THE OBJET LTD.- STRATASYS, INC. MERGER, INCLUDING THE ELIMINATION OF CLASS A DIRECTOR AND CLASS B DIRECTOR CLASSIFICATIONS FOR MEMBERS OF OUR BOARD OF DIRECTORS (THE "BOARD"), (II) PROVIDE PROCEDURES FOR SHAREHOLDER PROPOSALS AND SHAREHOLDER NOMINATIONS FOR DIRECTORS AT GENERAL ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL)					Management		For		For
2A.	ELECTION OF DIRECTOR: S. SCOTT CRUMP					Management		For		For
2B.	ELECTION OF DIRECTOR: ELCHANAN JAGLOM					Management		For		For
2C.	ELECTION OF DIRECTOR: EDWARD J. FIERKO					Management		For		For
2D.	ELECTION OF DIRECTOR: ILAN LEVIN					Management		For		For
2E.	ELECTION OF DIRECTOR: JOHN J. MCELENEY					Management		For		For
2F.	ELECTION OF DIRECTOR: DAVID REIS					Management		For		For
2G.	ELECTION OF DIRECTOR: CLIFFORD H. SCHWIETER					Management		For		For
3.	THE APPROVAL OF AMENDMENTS TO THE COMPENSATION POLICY FOR THE COMPANY'S EXECUTIVE OFFICERS AND DIRECTORS, IN ACCORDANCE WITH THE REQUIREMENTS OF THE COMPANIES LAW					Management		For		For
THE WALT DISNEY COMPANY
Security				254687106			Meeting Type				Annual
Ticker Symbol				DIS			Meeting Date				12-Mar-2015
ISIN				US2546871060			Agenda				934118666 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: SUSAN E. ARNOLD					Management		For		For
1B.	ELECTION OF DIRECTOR: JOHN S. CHEN					Management		For		For
1C.	ELECTION OF DIRECTOR: JACK DORSEY					Management		For		For
1D.	ELECTION OF DIRECTOR: ROBERT A. IGER					Management		For		For
1E.	ELECTION OF DIRECTOR: FRED H. LANGHAMMER					Management		For		For
1F.	ELECTION OF DIRECTOR: AYLWIN B. LEWIS					Management		For		For
1G.	ELECTION OF DIRECTOR: MONICA C. LOZANO					Management		For		For
1H.	ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT					Management		For		For
1I.	ELECTION OF DIRECTOR: SHERYL K. SANDBERG					Management		For		For
1J.	ELECTION OF DIRECTOR: ORIN C. SMITH					Management		For		For
2.	TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2015.					Management		For		For
3.	TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.					Management		For		For
4.	TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO INDEPENDENT BOARD CHAIRMAN.					Shareholder		For		Against
5.	TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO ACCELERATION OF EXECUTIVE PAY.					Shareholder		For		Against
UNILEVER N.V.
Security				904784709			Meeting Type				Annual
Ticker Symbol				UN			Meeting Date				29-Apr-2015
ISIN				US9047847093			Agenda				934164043 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
2.	ADOPTION OF THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2014 FINANCIAL YEAR.					Management		For		For
3.	DISCHARGE OF EXECUTIVE DIRECTORS.					Management		For		For
4.	DISCHARGE OF NON-EXECUTIVE DIRECTORS.					Management		For		For
5.	RE-APPOINT OF EXECUTIVE DIRECTOR: MR P G J M POLMAN					Management		For		For
6.	RE-APPOINT OF EXECUTIVE DIRECTOR: MR R J-M S HUET					Management		For		For
7.	RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MRS L M CHA					Management		For		For
8.	RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: PROFESSOR L O FRESCO					Management		For		For
9.	RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MS A M FUDGE					Management		For		For
10.	RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MS M MA					Management		For		For
11.	RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MS H NYASULU					Management		For		For
12.	RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MR J RISHTON					Management		For		For
13.	RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MR F SIJBESMA					Management		For		For
14.	RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MR M TRESCHOW					Management		For		For
15.	APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MR N S ANDERSEN					Management		For		For
16.	APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MR V COLAO					Management		For		For
17.	APPOINTMENT OF NON-EXECUTIVE DIRECTOR: DR J HARTMANN					Management		For		For
18.	APPOINTMENT OF THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2015 FINANCIAL YEAR.					Management		For		For
19.	DESIGNATION OF THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED IN RESPECT OF THE ISSUE OF SHARES IN THE SHARE CAPITAL OF THE COMPANY AND TO RESTRICT OR EXCLUDE THE STATUTORY PRE-EMPTION RIGHTS THAT ACCRUE TO SHAREHOLDERS UPON ISSUE OF SHARES.					Management		For		For
20.	AUTHORISATION OF THE BOARD OF DIRECTORS TO PURCHASE SHARES AND DEPOSITARY RECEIPTS THEREOF IN THE SHARE CAPITAL OF THE COMPANY.					Management		For		For
21.	CAPITAL REDUCTION WITH RESPECT TO SHARES AND DEPOSITARY RECEIPTS THEREOF HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL.					Management		For		For
VERIZON COMMUNICATIONS INC.
Security				92343V104			Meeting Type				Annual
Ticker Symbol				VZ			Meeting Date				07-May-2015
ISIN				US92343V1044			Agenda				934144318 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU					Management		For		For
1B.	ELECTION OF DIRECTOR: MARK T. BERTOLINI					Management		For		For
1C.	ELECTION OF DIRECTOR: RICHARD L. CARRION					Management		For		For
1D.	ELECTION OF DIRECTOR: MELANIE L. HEALEY					Management		For		For
1E.	ELECTION OF DIRECTOR: M. FRANCES KEETH					Management		For		For
1F.	ELECTION OF DIRECTOR: LOWELL C. MCADAM					Management		For		For
1G.	ELECTION OF DIRECTOR: DONALD T. NICOLAISEN					Management		For		For
1H.	ELECTION OF DIRECTOR: CLARENCE OTIS, JR.					Management		For		For
1I.	ELECTION OF DIRECTOR: RODNEY E. SLATER					Management		For		For
1J.	ELECTION OF DIRECTOR: KATHRYN A. TESIJA					Management		For		For
1K.	ELECTION OF DIRECTOR: GREGORY D. WASSON					Management		For		For
2.	RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM					Management		For		For
3.	ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION					Management		For		For
4.	NETWORK NEUTRALITY REPORT					Shareholder		For		Against
5.	POLITICAL SPENDING REPORT					Shareholder		Abstain		Against
6.	SEVERANCE APPROVAL POLICY					Shareholder		Abstain		Against
7.	STOCK RETENTION POLICY					Shareholder		Abstain		Against
8.	SHAREHOLDER ACTION BY WRITTEN CONSENT					Shareholder		Abstain		Against
VODAFONE GROUP PLC
Security				92857W308			Meeting Type				Annual
Ticker Symbol				VOD			Meeting Date				29-Jul-2014
ISIN				US92857W3088			Agenda				934046740 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1.	TO RECEIVE THE COMPANY'S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2014					Management		For		For
2.	TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR					Management		For		For
3.	TO RE-ELECT VITTORIO COLAO AS A DIRECTOR					Management		For		For
4.	TO ELECT NICK READ AS A DIRECTOR					Management		For		For
5.	TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR					Management		For		For
6.	TO ELECT SIR CRISPIN DAVIS AS A DIRECTOR					Management		For		For
7.	TO ELECT DAME CLARA FURSE AS A DIRECTOR, WITH EFFECT FROM 1 SEPTEMBER 2014					Management		For		For
8.	TO ELECT VALERIE GOODING AS A DIRECTOR					Management		For		For
9.	TO RE-ELECT RENEE JAMES AS A DIRECTOR					Management		For		For
10.	TO RE-ELECT SAMUEL JONAH AS A DIRECTOR					Management		For		For
11.	TO RE-ELECT OMID KORDESTANI AS A DIRECTOR					Management		For		For
12.	TO RE-ELECT NICK LAND AS A DIRECTOR					Management		For		For
13.	TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR					Management		For		For
14.	TO RE-ELECT PHILIP YEA AS A DIRECTOR					Management		For		For
15.	TO DECLARE A FINAL DIVIDEND OF 7.47 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2014					Management		For		For
16.	TO APPROVE THE DIRECTORS' REMUNERATION POLICY FOR THE YEAR ENDED 31 MARCH 2014					Management		For		For
17.	TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2014					Management		For		For
18.	TO APPROVE THE VODAFONE GLOBAL INCENTIVE PLAN RULES					Management		For		For
19.	TO CONFIRM PWC'S APPOINTMENT AS AUDITOR					Management		For		For
20.	TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR					Management		For		For
21.	TO AUTHORISE THE DIRECTORS TO ALLOT SHARES					Management		Abstain		Against
S22	TO AUTHORISE THE DIRECTORS TO DIS- APPLY PRE-EMPTION RIGHTS					Management		Abstain		Against
S23	TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES					Management		For		For
24.	TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE					Management		Abstain		Against
S25	TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS (OTHER THAN AGMS) ON 14 CLEAR DAYS' NOTICE					Management		For		For
WELLS FARGO & COMPANY
Security				949746101			Meeting Type				Annual
Ticker Symbol				WFC			Meeting Date				28-Apr-2015
ISIN				US9497461015			Agenda				934141374 - Management
Item	Proposal				Proposed by			Vote	For/Against Management
1A)	ELECTION OF DIRECTOR: JOHN D. BAKER II					Management		For		For
1B)	ELECTION OF DIRECTOR: ELAINE L. CHAO					Management		For		For
1C)	ELECTION OF DIRECTOR: JOHN S. CHEN					Management		For		For
1D)	ELECTION OF DIRECTOR: LLOYD H. DEAN					Management		For		For
1E)	ELECTION OF DIRECTOR: ELIZABETH A. DUKE					Management		For		For
1F)	ELECTION OF DIRECTOR: SUSAN E. ENGEL					Management		For		For
1G)	ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.					Management		For		For
1H)	ELECTION OF DIRECTOR: DONALD M. JAMES					Management		For		For
1I)	ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN					Management		For		For
1J)	ELECTION OF DIRECTOR: FEDERICO F. PENA					Management		For		For
1K)	ELECTION OF DIRECTOR: JAMES H. QUIGLEY					Management		For		For
1L)	ELECTION OF DIRECTOR: JUDITH M. RUNSTAD					Management		For		For
1M)	ELECTION OF DIRECTOR: STEPHEN W. SANGER					Management		For		For
1N)	ELECTION OF DIRECTOR: JOHN G. STUMPF					Management		For		For
1O)	ELECTION OF DIRECTOR: SUSAN G. SWENSON					Management		For		For
1P)	ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT					Management		For		For
2.	VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.					Management		For		For
3.	RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.					Management		For		For
4.	ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.					Shareholder		Abstain		Against
5.	PROVIDE A REPORT ON THE COMPANY'S LOBBYING POLICIES AND PRACTICES.					Shareholder		Abstain		Against

 

 

SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Ellsworth Growth and Income Fund Ltd.
(Registrant)

 

BY:	/s/Thomas H. Dinsmore Thomas H. Dinsmore Principal Executive Officer

 

DATE:

July 16, 2015