UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Unit | Â (1) | Â (1) | Common Stock | 75,000 | $ (2) | D | Â |
Restricted Stock Unit | Â (3) | Â (3) | Common Stock | 3,750 | $ (2) | D | Â |
Restricted Stock Unit | Â (4) | Â (4) | Common Stock | 6,250 | $ (2) | D | Â |
Restricted Stock Unit | Â (5) | Â (5) | Common Stock | 7,500 | $ (2) | D | Â |
Restricted Stock Unit | Â (6) | Â (6) | Common Stock | 43,750 | $ (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FEDERIGHI CRAIG 1 INFINITE LOOP CUPERTINO, CA 95014 |
 |  |  Senior Vice President |  |
/s/ Gene D. Levoff, Attorney-in-fact for Craig M. Federighi | 09/04/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This restricted stock unit award was granted August 23, 2012 and vests as to 25,000 units on each of December 23, 2013, April 23, 2015 and August 23, 2016. |
(2) | Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. |
(3) | This restricted stock unit award was granted September 26, 2009 and vests 12.5% in semi-annual installments over a four year period. |
(4) | This restricted stock unit award was granted October 5, 2010 and vests 12.5% in semi-annual installments over a four year period. |
(5) | This restricted stock unit award was granted June 5, 2009 and vests 12.5% in semi-annual installments over a four year period. |
(6) | This restricted stock unit award was granted September 2, 2011 and vests 12.5% in semi-annual installments over a four year period. |