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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option | $ 40.73 | 12/01/2009 | A | 22,500 | (5) | 12/01/2019 | Common Stock | 22,500 | $ 0 | 22,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WOLFE STEPHEN P 8111 LYNDALE AVENUE SOUTH BLOOMINGTON, MN 55420-1196 |
VP, Finance & CFO |
/s/ Amy E. Dahl, Attorney-in-Fact | 12/03/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes the following shares of common stock acquired by the reporting person under the dividend reinvestment feature of The Toro Company Investment, Savings & ESOP (IS&ESOP) since the date of his last report: 115.794 shares acquired on January 12, 2009, 160.557 shares acquired on April 13, 2009, 141.141 shares acquired on July 10, 2009, and 107.645 shares acquired on October 19, 2009. Also includes 163.857 shares acquired on March 5, 2009 through issuer contributions to the IS&ESOP and an account adjustment (rounding) of 1.599 shares of common stock on January 12, 2009. |
(2) | Includes the following Common Stock Units acquired by the reporting person under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Officers since the date of his last report: 101.588 Common Stock Units acquired on January 12, 2009; 141.579 Common Stock Units acquired on April 13, 2009; 122.968 Common Stock Units acquired on July 10, 2009; and 94.240 Common Stock Units acquired on October 19, 2009. |
(3) | Includes the following Matching Units acquired by the reporting person under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Officers since the date of his last report: 50.794 Matching Units acquired on January 12, 2009; 70.789 Matching Units acquired on April 13, 2009; 61.484 Matching Units acquired on July 10, 2009; and 47.120 Matching Units acquired on October 19, 2009. |
(4) | Includes the following Performance Share Units acquired by the reporting person under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Officers: 860.890 Performance Share Units acquired on January 12, 2009; 1,199.788 Performance Share Units acquired on April 13, 2009; 1,042.071 Performance Share Units acquired on July 10, 2009; and 798.625 Performance Share Units acquired on October 19, 2009. |
(5) | The option vests in three equal annual installments commencing on the first anniversary of the date of grant. |