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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
DuPont Common Stock Units | (2) | 12/14/2006 | A(3) | 140.1069 | (4) | (4) | Common Stock | 140.1069 | $ 48.4 | 18,467.6134 | D | ||||
Restricted DuPont Common Stock Units | (5) | 12/14/2006 | A(6) | 37.3679 | (7) | (8) | Common Stock | 37.3679 | $ 48.4 | 4,925.5111 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JULIBER LOIS D 1007 MARKET STREET D-9000 WILMINGTON, DE 19898 |
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Lois D. Juliber by Mary E. Bowler | 12/18/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reporting person disclaims beneficial ownership of these securities. |
(2) | Units convert one-for-one to DuPont common stock. |
(3) | Dividend equivalents credited as stock units under the DuPont Stock Accumulation and Deferred Compensation Plan for Directors. |
(4) | Units to be settled 100% in DuPont stock upon reporting person's retirement. |
(5) | Market price on date of conversion. |
(6) | Dividend equivalents credited as restricted stock units under the DuPont Stock Accumulation and Deferred Compensation Plan for Directors. |
(7) | Restricted stock units payable in cash in three equal annual installments beginning on the first anniversary of the grant. |
(8) | Restricted stock units to be paid in cash beginning with the second year of reporting person's retirement. |