| OMB APPROVAL |
| OMB Number: 3235-0145 |
| Expires: February 28, 2009 |
| Estimated average burden hours per response. . . 11 |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| [] | Rule 13d-1(b) |
| [X] | Rule 13d-1(c) |
| [] | Rule 13d-1(d) |
|
The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be 'filed' for the purpose of Section 18 of the Securities Exchange Act of 1934 ('Act') or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). |
| CUSIP No. 413216300 | ||||
| Person 1 | ||||
| 1. | (a) Names of Reporting Persons. Orbis Investment Management Limited, Orbis Asset Management Limited | |||
| (b) Tax ID | ||||
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||
| (a) | [X] | |||
| (b) | [] | |||
| 3. | SEC Use Only . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . | |||
| 4. | Citizenship or Place of Organization The Reporting Persons are companies organized under the laws of Bermuda | |||
| Number of Shares Beneficially Owned by Each Reporting Person With | ||||
| 5. Sole Voting Power 19,672,005 | ||||
| 6. Shared Voting Power 285,400 | ||||
| 7. Sole Dispositive Power 19,957,405 | ||||
| 8. Shared Dispositive Power 0 | ||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person Orbis Investment Management Limited 19,779,651; Orbis Asset Management Limited 177,754 | |||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | |||
| 11. | Percent of Class Represented by Amount in Row (9) 5.01 % | |||
| 12. | Type of Reporting Person (See Instructions) | |||
| IA | ||||
| Item 1. | ||||||
| (a) | Name of Issuer Harmony Gold Mining Company Limited | |||||
| (b) | Address of Issuer's Principal Executive Offices | |||||
| 4 The High Street, 1st Floor, Melrose Arch, Melrose North, Gauteng, 2196 South Africa | ||||||
| Item 2. | ||||||
| (a) | Name of Person Filing Orbis Investment Management Limited, Orbis Asset Management Limited | |||||
| (b) | Address of Principal Business Office or, if none, Residence 34 Bermudiana Road, Hamilton, HM 11, Bermuda | |||||
| (c) | Citizenship The Reporting Persons are companies organized under the laws of Bermuda | |||||
| (d) | Title of Class of Securities Common Stock | |||||
| (e) | CUSIP Number 413216300 | |||||
| Item 3. | If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |||||
| (a) | [ ] | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78c). | ||||
| (b) | [ ] | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | ||||
| (c) | [ ] | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | ||||
| (d) | [ ] | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). | ||||
| (e) | [] | An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); | ||||
| (f) | [] | An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); | ||||
| (g) | [] | A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); | ||||
| (h) | [] | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||||
| (i) | [] | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | ||||
| (j) | [] | Group, in accordance with 240.13d-1(b)(1)(ii)(J). | ||||
| Item 4. | Ownership. | |||||
| Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | ||||||
| (a) | Amount beneficially owned: Orbis Investment Management Limited 19,779,651; Orbis Asset Management Limited 177,754 | |||||
| (b) | Percent of class: 5.01% | |||||
| (c) | Number of shares as to which the person has: | |||||
| (i) | Sole power to vote or to direct the vote 19,672,005 | |||||
| (ii) | Shared power to vote or to direct the vote 285,400 | |||||
| (iii) | Sole power to dispose or to direct the disposition of 19,957,405 | |||||
| (iv) | Shared power to dispose or to direct the disposition of 0 | |||||
| Item 5. | Ownership of Five Percent or Less of a Class | |||||
| If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following.[ ]. | ||||||
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | |||||
| Other persons have the right to receive and the power to direct the receipt of dividends from, or the proceeds from the sale of the 19,779,651 shares of the 398,677,504 ordinary shares of Harmony Gold Mining Company Limited beneficially owned by Orbis Investment Management Limited. Another person has the right to receive and the power to direct the receipt of dividends from, or the proceeds from the sale of the 177,754 shares of the 398,677,504 ordinary shares of Harmony Gold Mining Company Limited beneficially owned by Orbis Asset Management Limited. | ||||||
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. | |||||
| Not applicable. | ||||||
| Item 8. | Identification and Classification of Members of the Group | |||||
| Orbis Investment Management Limited ("OIML") and Orbis Asset Management Limited ("OAML") are together making this filing because they may be deemed to constitute a "group" for the purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended. Information with respect to each of OIML and OAML (collectively, the "Reporting Persons") is given solely by each such Reporting Person and no Reporting Person has responsibility for the accuracy or completeness of information supplied by the other Reporting Person. OIML is the beneficial owner of 19,779,651 ordinary shares (represented by 9,027,595 ordinary shares and 10,752,056 American Depository Shares) or 4.96% of the 398,677,504 ordinary shares of Harmony Gold Mining Company Limited believed to be outstanding. OIML disclaims beneficial ownership of the 177,754 ordinary shares beneficially owned by OAML. OAML is the beneficial owner of 177,754 ordinary shares (represented by 137,200 ordinary shares and 40,554 American Depository Shares) or 0.05% of the 398,677,504 ordinary shares of Harmony Gold Mining Company Limited believed to be outstanding. OAML disclaims beneficial ownership of the 19,779,651 ordinary shares beneficially owned by OIML. | ||||||
| Item 9. | Notice of Dissolution of Group | |||||
| Not applicable. | ||||||
| Item 10. | Certification | |||||
|
| After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. |
| February 16, 2007 | |
| Date | |
| ORBIS INVESTMENT MANAGEMENT LIMITED, ORBIS ASSET M | |
| Signature | |
| Hugh Gillespie, Legal Counsel | |
| Name/Title |
| Attention: | Intentional misstatements or omissions of fact constitute Federal
criminal violations (See 18 U.S.C. 1001) |
Advisor Consultant Network, Inc. Copyright © 2006
|