|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Cook Geoffrey 100 UNION SQUARE DRIVE NEW HOPE, PA 18938 |
X | Chief Executive Officer |
/s/ Geoffrey Cook | 06/15/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Cook received a restricted stock award of 163,000 shares of the Company's common stock. One-third of the restrictions on the restricted stock will lapse on each of the first, second and third anniversaries of the grant date, subject to Mr. Cook's continuing employment with the Company. |
(2) | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was adopted on November 21, 2017 for estate planning and diversification purposes. There will be no additional sales under Mr. Cook's 10b5-1 trading plan, and Mr. Cook has no other sales planned for 2018, other than to cover income tax obligations associated with the vesting of shares of restricted common stock. After the sales reported in this Form 4, Mr. Cook retains approximately 90.4% of his current holdings (including stock options exercisable within 60 days of the date hereof). The reporting person undertakes to provide The Meet Group, Inc., any security holder of The Meet Group, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes included in this Form 4. |
(3) | Represents the weighted average sale price for total shares sold by the reporting person, including a range of prices from $4.0900 to $4.2400. |
(4) | Represents the weighted average sale price for total shares sold by the reporting person, including a range of prices from $4.1350 to $4.2100. |
(5) | Represents the weighted average sale price for total shares sold by the reporting person, including a range of prices from $4.1050 to $4.3000. |