1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
(2)
|
Â
(2)
|
05/21/2024 |
Common Stock
|
11,667
|
$
1.9
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
Â
(2)
|
05/05/2025 |
Common Stock
|
25,833
|
$
1.64
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
Â
(2)
|
04/26/2026 |
Common Stock
|
20,700
|
$
3.28
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
Â
(2)
|
05/19/2027 |
Common Stock
|
17,000
|
$
4.66
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Mr. Johnson holds (i) 12,500 restricted stock awards granted to him on May 6, 2015, the restrictions on the restricted stock will lapse on the third anniversary of the grant date, subject to Mr. Johnson's continuing employment with the Issuer, (ii) 13,800 restricted stock awards granted to him on April 26, 2016, the restrictions on the restricted stock will lapse equally on the second and third anniversary of the grant date, subject to Mr. Johnson's continuing employment with the Issuer, (iii) 10,435 restricted stock awards granted to him on April 20, 2017, the restrictions on the restricted stock will lapse April 3, 2018, subject to Mr. Johnson's continuing employment with the Issuer, (iv) 17,600 restricted stock awards granted to him on May 19, 2017, one-third of the restrictions on the restricted stock will lapse on each of the first, second and third anniversaries of the grant date. |
(2) |
Mr. Johnson received options in the amount of 11,667, 25,833, 20,700, and 17,000 on May 21, 2014, May 6, 2015, April 26, 2016, and May 19, 2017, respectively (each, an "Option Grant Date"), subject to Mr. Johnson's continuing employment with the Issuer. The options vest in three equal installments, on an annual basis, beginning on the first anniversary of each respective Option Grant Date. |