1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option
(2)
|
06/16/2006 |
02/04/2007 |
Common Stock
|
8,712
|
$
12.91
|
D
|
Â
|
Stock Option
(2)
|
06/16/2006 |
02/02/2007 |
Common Stock
|
7,738
|
$
12.91
|
D
|
Â
|
Stock Option
(2)
|
06/16/2006 |
01/13/2008 |
Common Stock
|
15,873
|
$
13.45
|
D
|
Â
|
Stock Option
(2)
|
06/16/2006 |
01/11/2008 |
Common Stock
|
7,434
|
$
13.45
|
D
|
Â
|
Stock Option
(2)
|
06/16/2006 |
01/03/2011 |
Common Stock
|
206,718
|
$
11.88
|
D
|
Â
|
Stock Option
(2)
|
06/16/2006 |
01/01/2011 |
Common Stock
|
8,417
|
$
11.88
|
D
|
Â
|
Stock Option
(2)
|
06/16/2006 |
01/03/2012 |
Common Stock
|
113,823
|
$
13.6
|
D
|
Â
|
Stock Option
(2)
|
06/16/2006 |
01/01/2012 |
Common Stock
|
7,353
|
$
13.6
|
D
|
Â
|
Stock Option
(2)
|
06/16/2006 |
04/25/2013 |
Common Stock
|
160,763
|
$
8.43
|
D
|
Â
|
Stock Option
(2)
|
06/16/2006 |
04/23/2013 |
Common Stock
|
11,862
|
$
8.43
|
D
|
Â
|
Stock Appreciation Rights
(3)
|
06/16/2006 |
02/06/2009 |
Common Stock
|
83,283
|
$
18.66
|
D
|
Â
|
Stock Appreciation Rights
(3)
|
06/16/2006 |
01/06/2010 |
Common Stock
|
11,194
|
$
17.13
|
D
|
Â
|
Stock Appreciation Rights
(3)
|
06/16/2006 |
02/04/2009 |
Common Stock
|
5,359
|
$
18.66
|
D
|
Â
|
Stock Appreciation Rights
(3)
|
06/16/2006 |
01/08/2010 |
Common Stock
|
117,377
|
$
17.13
|
D
|
Â
|
Stock Option
(4)
|
06/16/2006 |
05/08/2014 |
Common Stock
|
128,117
|
$
10.02
|
D
|
Â
|
Stock Option
(5)
|
06/16/2006 |
05/06/2014 |
Common Stock
|
9,983
|
$
10.02
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Shares of restricted stock issued pursuant to the Issuer's Long Term Incentive Compensation Plan (the "Plan") which earn dividend equivalents in the form of additional shares as and when dividends are paid on the Issuer's Common Stock and which are subject to vesting over time and forfeiture upon the occurence of certain events. As a result of the Issuer's pending reorganization proceedings under Chapter 11 of the U.S. Bankruptcy Code, the Issuer has determined it will not issue common stock on the scheduled vesting dates. The Issuer has also publicly disclosed its belief that upon confirmation of a plan of reorganization, holders of Delphi shares of common stock may likely receive no distribution on account of such interests and the existing stock, including the restricted stock units, may likely be cancelled. |
(2) |
The Options vested over a period of two to three years from the date of grant in accordance with the Plan. All grants are immediately exercisable. |
(3) |
Stock appreciation rights (SARs) issued which may be settled solely in cash and were issued in exchange for the surrender of previously granted stock options issued pursuant to the Plan. Each SAR has an equivalent strike price, term and conditions to exercise as the surrendered option and are now all presently exercisable. See Note 2. |
(4) |
The Options vested over a period of two to three years from the date of grant in accordance with the Plan. Of the total Options granted 92,063 are immediately exercisable and the remaining 36,054 will become exercisable 5/7/07. |
(5) |
The Options vested over a period of two to three years from the date of grant in accordance with the Plan. Of the total Options granted 3 are immediately exercisable and the remaining 9,980 will become exercisable 5/7/07. |