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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option | $ 4 | 05/23/2011 | M(1) | 10,000 | 01/25/2009 | 07/24/2018 | Common Stock | 10,000 | (2) | 70,000 (2) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Shao Sean NO. 14 EAST HUSHAN ROAD TAI'AN CITY SHANDONG, F4 271000 |
X |
/s/ Sean Shao | 05/25/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the disposition of shares of the Issuer's common stock acquired by the Reporting Person on May 23, 2011, pursuant to his exercise of options to purchase 10,000 shares of the Issuer's common stock granted to the Reporting Person under the Issuer's equity incentive plan ("EIP") on July 24, 2008. |
(2) | Includes previously reported stock options to purchase 40,000 shares of the Issuer's common stock, granted to the Reporting Person under the Issuer's EIP on July 11, 2010, which vests in equal portions on a quarterly basis over a 3-year period, with the first, second and third portions vested on October 11, 2010, January 11, 2011 and April 11, 2011, respectively, and the final portion to vest on July 11, 2011; and stock options to purchase 30,000 shares of the Issuer's common stock granted to the Reporting Person under the Issuer's EIP on January 1, 2011, which options will vest in equal portions on a quarterly basis over a 12-month period, with the first portion vested on April 1, 2011. |