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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SNYDER C BYRON 1800 WEST LOOP SOUTH, SUITE 500 HOUSTON, TX 77027 |
X | President and CEO |
/s/ Curt L. Warnock | 10/31/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares acquired in full satisfaction of and in exchange for Allowed Senior Subordinated Note claims relating to ownership of the Company's Senior Subordinated Notes as described in the Company's Amended Joint Plan of Reorganization (the "Plan"). In addition, shares of the Company's common stock that were outstanding on May 12, 2006 ("Old Common Stock") were cancelled under the Plan and holders of the Old Common Stock are entitled to receive 1 share of common stock in the reorganized Company for every 17.0928 shares of Old Common Stock. All share totals on this Form 4 have been adjusted to reflect this reverse split. |
(2) | Represents shares acquired in full satisfaction of and in exchange for Allowed Senior Subordinated Note claims relating to ownership of the Company's Senior Subordinated Notes as described in the Company's Amended Joint Plan of Reorganization (the "Plan"). In addition, shares of the Company's common stock that were outstanding on May 12, 2006 ("Old Common Stock") were cancelled under the Plan and holders of the Old Common Stock are entitled to receive 1 share of common stock in the reorganized Company for every 17.0928 shares of Old Common Stock. All share totals on this Form 4 have been adjusted to reflect this reverse split. Finally, share total includes 41 shares (699 Old Common Stock) previously indirectly held by the 1998 Snyder Family Partnership Managment Trust. |